Adviser Profile

As of Date 04/08/2026
Registration SEC, Approved, 01/04/2022
ADV Location THOUSAND OAKS, CA, United States
Contact Info (80 xxxxxxx
Websites
AUM* 567,800,000 21%
of that, discretionary 567,800,000 21%
Number of Employees 8 33%
of those in investment advisory functions 5 25%
Private Fund GAV* 0
Avg Account Size 516,182 15%
% High Net Worth 42.07% 14%
SMA’s No
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses

Compensation Arrangments

- A percentage of assets under your management
- Fixed fees (other than subscription fees)

Reported AUM

568M 487M 406M 324M 243M 162M 81M
2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

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Top Holdings

Stock Ticker Stock Name $ Position % Position $ Change # Change
Stck Ticker464287671 Stock NameISHARES TR $ Position$42,421,694 % Position9.00% $ Change-6.00% # Change2.00%
Stck Ticker464288661 Stock NameISHARES TR $ Position$44,007,606 % Position9.00% $ Change3.00% # Change4.00%
Stck Ticker46435G326 Stock NameISHARES TR $ Position$35,448,956 % Position8.00% $ Change7.00% # Change6.00%
Stck Ticker464287663 Stock NameISHARES TR $ Position$30,405,388 % Position7.00% $ Change6.00% # Change6.00%
Stck Ticker46429B267 Stock NameISHARES TR $ Position$28,780,543 % Position6.00% $ Change4.00% # Change5.00%
Stck Ticker464287408 Stock NameISHARES TR $ Position$25,910,714 % Position6.00% $ Change1.00% # Change2.00%
Stck Ticker46429B747 Stock NameISHARES TR $ Position$19,860,067 % Position4.00% $ Change4.00% # Change3.00%
Stck Ticker464287242 Stock NameISHARES TR $ Position$20,046,808 % Position4.00% $ Change2.00% # Change3.00%
Stck Ticker46434V274 Stock NameISHARES TR $ Position$12,581,267 % Position3.00% $ Change17.00% # Change14.00%
Stck Ticker922908736 Stock NameVANGUARD INDEX FDS $ Position$14,879,937 % Position3.00% $ Change-11.00% # Change-1.00%

Brochure Summary