9AT: SAFE HARBOR CAPITAL PARTNERS

other names

SAFE HARBOR CAPITAL PARTNERS
SHE DDF1 MANAGER LLC

Adviser Profile

As of Date	03/31/2025
ADV Location	MIAMI, FL, United States
Adviser Type - Large advisory firm
Number of Employees	23 92%
of those in investment advisory functions	10 43%
Registration	SEC, Approved, 01/06/2020

AUM^*	355,412,612 71%
of that, discretionary	355,412,612 71%
Private Fund GAV^*	355,412,612 45%
Avg Account Size	59,235,435 -15%
SMA’s	No
Private Funds	6 3
Contact Info	305 xxxxxxx
Websites

Client Types

- Pooled investment vehicles

Advisory Activities

- Portfolio management for pooled investment vehicles

Compensation Arrangments

- A percentage of assets under your management
- Performance-based fees

Fund Type	Count	GAV
Fund TypeReal Estate Fund	Count6	GAV$355,412,612

Adviser	Hedge Fund	Liquidity Fund	Private Equity Fund	Real Estate Fund	Securitized Asset Fund	Venture Capital Fund	Other Fund	Total Private Fund GAV	AUM	#Funds
Adviser PALADIN REALTY PARTNERS, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund166.0m	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV166.0m	AUM140.0m	#Funds9
Adviser MP RIA, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM113.1m	#Funds-
Adviser HUMPHREYS CAPITAL, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund156.5m	Securitized Asset Fund-	Venture Capital Fund-	Other Fund54.1m	Total Private Fund GAV210.6m	AUM214.5m	#Funds5
Adviser ECP INVESTMENT ADVISORS LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund553.3m	Real Estate Fund182.4m	Securitized Asset Fund-	Venture Capital Fund-	Other Fund50.0m	Total Private Fund GAV785.7m	AUM182.4m	#Funds15
Adviser THAYER GP VI LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM55.1m	#Funds-
Adviser DDELTA REAL ESTATE INVESTMENTS	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund175.8m	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV175.8m	AUM231.2m	#Funds7
Adviser KINLOCH CAPITAL, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund6.2m	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV6.2m	AUM252.4m	#Funds5
Adviser PINNACLE PARTNER MANAGEMENT LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund264.6m	Securitized Asset Fund-	Venture Capital Fund-	Other Fund5.0m	Total Private Fund GAV269.6m	AUM264.6m	#Funds14
Adviser FAIRBANKS CAPITAL MANAGEMENT, INC.	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund93.9m	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV93.9m	AUM369.9m	#Funds5
Adviser TRICON RESIDENTIAL	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund76.3m	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV76.3m	AUM150.8m	#Funds5

Brochure Summary

Overview

A. Safe Harbor Equity is a real estate private equity investment firm which commenced operations in 2014. The principal owner of the Firm is Safe Harbor Equity 10 LLC, which is wholly owned by Florida Land Syndicate, LLC and Rafael Serrano. Mr. Serrano wholly-owns and controls Florida Land Syndicate, LLC. B. SHE provides investment advisory services to pooled investment vehicles (each, a “Fund” and collectively, the “Funds”) each of which focus on acquiring primarily commercial mortgage debt instruments on the secondary market and creating monetization events through tactics such as workouts, foreclosures, recapitalizations and short sales. The Funds may co-invest in certain portfolio investments with an account managed by the Firm or one of its affiliates, affiliated accounts and/or third parties. These co-investment vehicles may have similar investment objectives and strategies as the Funds. The Firm expects that the Funds will focus on (i) acquiring non-performing and sub- performing first mortgages; (ii) acquiring performing first mortgages with stated maturity dates prior to twelve months

before the term of the Funds (not withstanding any extensions); and (iii) originating new mortgages. While SHE focuses on the asset classes and strategies discussed throughout this Brochure, the Firm does not necessarily limit the types of investments on which it advises. The Funds’ offering documents are referred to herein as the “Governing Documents” and to the extent the disclosures contained in this Brochure conflict therewith, the Governing Documents will control. C. To the extent agreed upon in the Governing Documents, SHE tailors its investment advisory services to be consistent with each Fund’s investment strategy, return profile, concentration limits, time horizon, liquidity mandates and other related objectives, as defined therein. The Firm may permit Funds to impose reasonable restrictions on investing in certain securities or types of securities. D. SHE does not participate as a sponsor of or portfolio manager to any wrap fee programs. E. As of December 31, 2023, the Firm managed $245,052,550 of regulatory assets under management through its Funds, on a discretionary basis.

SAFE HARBOR CAPITAL PARTNERS

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