9AT: PRAIRIEWOOD WEALTH MANAGEMENT

Adviser Profile

As of Date	06/30/2026
Registration	SEC, Approved, 03/13/2020
Other registrations (2)	Minnesota, Terminated, 03/27/2020 North Dakota, Terminated, 03/17/2020
ADV Location	FARGO, ND, United States
Contact Info	701 xxxxxxx
Websites

AUM^*	365,413,413 33%
of that, discretionary	365,413,413 33%
Number of Employees	8 33%
of those in investment advisory functions	4 33%
Private Fund GAV^*	0
Avg Account Size	304,258 4%
% High Net Worth	52.87% 31%
SMA’s	Yes
Private Funds	0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Charitable organizations

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses

Compensation Arrangments

- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

Adviser	Hedge Fund	Liquidity Fund	Private Equity Fund	Real Estate Fund	Securitized Asset Fund	Venture Capital Fund	Other Fund	Total Private Fund GAV	AUM	#Funds
Adviser KENDALL CAPITAL MANAGEMENT	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM743.9m	#Funds-
Adviser VANTAGE FINANCIAL PARTNERS LIMITED	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM572.4m	#Funds-
Adviser CHILTON CAPITAL MANAGEMENT LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM3.2b	#Funds-
Adviser NORTH STAR ASSET MANAGEMENT INC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM3.4b	#Funds-
Adviser WILKINSON WEALTH MANAGEMENT, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM164.7m	#Funds-
Adviser PROVISE MANAGEMENT GROUP, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM2.0b	#Funds-
Adviser LEGACY WEALTH MANAGEMENT, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM2.7b	#Funds-
Adviser GUERRA PAN ADVISORS, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM210.4m	#Funds-
Adviser NATURAL INVESTMENTS	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM2.0b	#Funds-
Adviser KINLOCH CAPITAL, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM301.1m	#Funds-

Stock Ticker	Stock Name	$ Position	% Position	$ Change	# Change
Stck Ticker808524763	Stock NameSCHWAB STRATEGIC TR	$ Position$66,604,560	% Position19.00%	$ Change6.00%	# Change3.00%
Stck Ticker808524771	Stock NameSCHWAB STRATEGIC TR	$ Position$53,326,530	% Position15.00%	$ Change7.00%	# Change5.00%
Stck Ticker808524755	Stock NameSCHWAB STRATEGIC TR	$ Position$27,471,776	% Position8.00%	$ Change11.00%	# Change2.00%
Stck Ticker78463X541	Stock NameSPDR INDEX SHS FDS	$ Position$18,804,996	% Position5.00%	$ Change18.00%	# Change-1.00%
Stck Ticker808524870	Stock NameSCHWAB STRATEGIC TR	$ Position$14,298,518	% Position4.00%	$ Change9.00%	# Change9.00%
Stck Ticker808524748	Stock NameSCHWAB STRATEGIC TR	$ Position$13,992,349	% Position4.00%	$ Change9.00%	# Change5.00%
Stck Ticker808524862	Stock NameSCHWAB STRATEGIC TR	$ Position$13,983,699	% Position4.00%	$ Change6.00%	# Change7.00%
Stck Ticker808524730	Stock NameSCHWAB STRATEGIC TR	$ Position$13,533,882	% Position4.00%	$ Change11.00%	# Change5.00%
Stck Ticker025072356	Stock NameAMERICAN CENTY ETF TR	$ Position$13,582,962	% Position4.00%	$ Change9.00%	# Change8.00%
Stck Ticker922908553	Stock NameVANGUARD INDEX FDS	$ Position$9,518,929	% Position3.00%	$ Change9.00%	# Change9.00%

Brochure Summary

Overview

A. Advisory Firm Prairiewood Capital, LLC DBA Prairiewood Wealth Management is a privately-held North Dakota limited liability company that has been providing investment advisory services as an investment adviser since January 2009. Throughout this disclosure brochure, Prairiewood Capital, LLC DBA Prairiewood Wealth Management is referred to as “we”, “our” or “Prairiewood.” The majority owner of Prairiewood is Steven M. Nelson. Prairiewood is a fiduciary and is required to act in a client’s best interest at all times.
B. Advisory Services Offered Prairiewood provides wealth management services to clients and the creating and managing of client portfolios. Prairiewood manages these accounts on a discretionary basis. As part of this service, Prairiewood provides financial planning and consulting to clients. Both services are designed to assist clients in meeting their financial goals through the use of financial investments.
Clients have the opportunity to place reasonable restrictions on the types of investments which are made on the client’s behalf. When we manage your accounts, we generally use a value investing strategy, consisting of one or more of the following: individual equities, Exchange Traded Funds (ETFs),

and mutual funds. We use a third-party platform to facilitate management of held away assets, which are primarily 401(k) accounts, HSAs, and other assets. The platform allows us to avoid being considered to have custody of client funds since we do not have direct access to client log-in credentials. We are not affiliated with the platform in any way and receive no compensation from them for using their platform. A link will be provided to the client allowing them to connect an account(s) to the platform. Once client account(s) is connected to the platform, we regularly review the available investment options in these accounts, monitor them, and rebalance and implement our strategies. C. Tailoring of Advice / Restrictions Clients have the opportunity to place reasonable restrictions on the types of investments which will be made on the client's behalf.
We also prepare tax returns and provide payroll support for a select group of individuals and businesses. D. Wrap Fee Programs We do not offer wrap fee programs.
E. Assets Under Management As of December 31, 2022, the total amount of client assets managed by Prairiewood was $151,376,576. All assets are managed on a discretionary basis.

PRAIRIEWOOD WEALTH MANAGEMENT

PRAIRIEWOOD WEALTH MANAGEMENT

PRAIRIEWOOD CAPITAL, LLC

PRAIRIEWOOD CAPITAL, LLC DBA PRAIRIEWOOD WEALTH MANAGEMENT

Adviser Profile

Details

Adviser Type

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

Private Funds

Employees

Similar advisers

Top Holdings

Brochure Summary

Overview

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PRAIRIEWOOD WEALTH MANAGEMENT PRAIRIEWOOD WEALTH MANAGEMENT PRAIRIEWOOD CAPITAL, LLC PRAIRIEWOOD CAPITAL, LLC DBA PRAIRIEWOOD WEALTH MANAGEMENT

Adviser Profile

Details

Adviser Type

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

Private Funds

Employees

Similar advisers

Top Holdings

Brochure Summary

Overview

PRAIRIEWOOD WEALTH MANAGEMENT

PRAIRIEWOOD WEALTH MANAGEMENT

PRAIRIEWOOD CAPITAL, LLC

PRAIRIEWOOD CAPITAL, LLC DBA PRAIRIEWOOD WEALTH MANAGEMENT