Legacy Wealth Management, Inc. is an independent employee-owned firm that was founded in 1982. Legacy’s team of financial professionals has extensive financial planning and portfolio management experience. Staff members work together in client service teams to develop and manage a client’s overall long-term financial and investment strategy. Legacy’s Chairman, Jim Isaacs, owns 12% of the outstanding shares. Other significant shareholders who own between 8% and 13% are: Duncan Miller, Charles Jalenak, Hallie Peyton, Lindsey Mazzola, and Rob Sievers. Legacy coordinates financial planning with customized portfolio management and ongoing wealth management when appropriate. Our firm provides service on a “fee-only” basis. We do not sell products or earn commissions. Fee-only compensation allows Legacy to provide services that are objective and unbiased so that clients receive financial planning and portfolio management advice based on their specific long-term financial goals. Legacy manages investment assets on a discretionary basis for individuals, trusts, institutions, and other investors. Legacy consults with its clients to determine their needs, risk tolerance, and investment objectives. When Legacy and the client have reached an agreement concerning investment objectives, Legacy implements day-to-day investment decisions based on those objectives. Legacy rebalances client accounts as needed. Legacy customarily rebalances portfolios and makes changes without additional consultation with clients. Client portfolios consist primarily of no-load mutual funds, exchange traded funds or individual bonds. In addition to the customary asset classes available through investment in mutual funds and Exchange Traded Funds (ETFs) (equity,

fixed income, real estate, commodities), Legacy makes available other types of investment strategies and vehicles to clients for whom such investments are appropriate. Legacy will at times recommend sub-advisers for a portion of a client’s assets under management. Some portfolios consisting of individual bonds (as opposed to bond mutual funds and ETFs) are managed by a sub-adviser. Sub-advisers are compensated on an agreed upon fee schedule that is charged to the client in addition to fees charged by Legacy. Legacy also offers financial planning services in addition to portfolio management services. Services range from simple consultations on specific problems to comprehensive financial plans covering all aspects of a client’s needs, including, but not limited to, cash flow, debt management, budgeting, risk management, education planning, tax planning, retirement planning, early retirement-offer evaluations, deferred compensation planning, estate planning and any other related issues. In each case, client objectives are carefully Part 2A of Form ADV Page 2 identified at the beginning, and the planning process is structured so that these objectives are addressed. Except for brief consultations on one-time matters, most clients receive a written or electronic report on their objectives that addresses the facts, key assumptions, an analysis of the situation and recommendations on alternatives to help them reach their goals. Legacy does not participate in wrap fee programs. As of March 1, 2024, Legacy managed approximately $2,165,162,094 in assets for approximately 1,363 clients. Approximately $2,042,731,852 is managed on a discretionary basis and approximately $122,430,242 is managed on a non-discretionary basis.