9AT: ADVANCED ADVISOR GROUP, LLC

Adviser Profile

As of Date	03/03/2026
Registration	SEC, Approved, 04/17/2020
Other registrations (3)	Minnesota, Terminated, 08/10/2021 Iowa, Terminated, 06/29/2021 Wisconsin, Terminated, 06/29/2021
ADV Location	CAMBRIDGE, MN, United States
Contact Info	763 xxxxxxx
Websites

AUM^*	10,932,672 -14%
of that, discretionary	10,932,672 -14%
Number of Employees	11 38%
of those in investment advisory functions	11 38%
Private Fund GAV^*	0
Avg Account Size	113,882 -5%
SMA’s	Yes
Private Funds	0

Adviser Type

- Related adviser

Client Types

- Individuals (other than high net worth individuals)

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses
- Publication of periodicals or newsletters

Compensation Arrangments

- A percentage of assets under your management
- Hourly charges

Adviser	Hedge Fund	Liquidity Fund	Private Equity Fund	Real Estate Fund	Securitized Asset Fund	Venture Capital Fund	Other Fund	Total Private Fund GAV	AUM	#Funds
Adviser FISCAL WISDOM WEALTH MANAGEMENT LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM386.0m	#Funds-
Adviser GRODMAN FINANCIAL GROUP, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM5.8m	#Funds-
Adviser CLEVERALPHA	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM28.3m	#Funds-
Adviser DEMPSEY LORD SMITH, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM580.5m	#Funds-
Adviser ST. LOUIS FINANCIAL PLANNERS ASSET MANAGEMENT, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM234.0m	#Funds-
Adviser WISDOM FINANCIAL SERVICES, L.L.C.	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM779.2m	#Funds-
Adviser OCTAVEWEALTH	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM30.0m	#Funds-
Adviser W&S BROKERAGE SERVICES, INC.	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM257.2m	#Funds-
Adviser TRADEWAY	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM89.2m	#Funds-
Adviser BEANSTOX	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM14.9m	#Funds-

Brochure Summary

Overview

AAG, a Registered Investment Advisor, was founded in 2008, by Kent D. Schutte. AAG continues with Mr. Schutte as the primary owner. AAG offers investment advisory services for a fee based on the value of client assets under management. The firm furnishes investment advice through consultations. AAG may provide advice on matters not specifically involving securities transactions. AAG also provides financial consulting services excluding asset management for an hourly fee discussed in Item 5. As part of its advisory services, AAG provides continuous and regular supervisory and management services to securities portfolios. When rendering advice, AAG uses a client- centric suitability determination that gathers information about several dimensions of the client’s financial situation. These dimensions are then scored aggregately to generate a score that corresponds to a recommended investment strategy. AAG also constructs model portfolios to fit a range of client objectives, timelines, risk tolerances, and other goals and preferences. The client is free to choose a recommended strategy/portfolio or another strategy they wish to pursue. The client is under no obligation to choose the AAG recommended strategy/portfolio. Third Party Service

Providers (“TPSPs”): AAG offers referrals to various TPSPs and also offers client assistance in working with those TPSPs. For example, AAG offers Estate Planning services that consists of education on estate planning topics and the collection of general information necessary to complete a new estate plan or review a current estate plan. AAG also assists the client, at the clients request, in gathering the required information needed to provide outside estate planning firms, accounting firms, law firms, and tax firms so that these TPSPs can provide the services requested by the client. AAG utilizes the services of various unaffiliated third party service providers, including but not limited to: Trust & Will for estate planning review, creation and updates; Wipp’s Professional Accounting Services, LLC for accounting and tax services. Any and all fees paid by the client for outside referred services will be paid to those service providers directly. Clients are not required to utilize any third-party products, services or referrals that AAG may recommend and can select the service provider of their choice. AAG manages $12,739,398.89 on a discretionary basis and $0 on a non-discretionary basis. This calculation is as of December 31, 2023.

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Compensation Arrangments

Reported AUM

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ADVANCED ADVISOR GROUP, LLC ADVANCED ADVISOR GROUP, LLC EFS ADVISORS, LLC EFS ADVISORS

Adviser Profile

Details

Adviser Type

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

Private Funds

Employees

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Brochure Summary

Overview

ADVANCED ADVISOR GROUP, LLC

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