Adviser Profile

As of Date 04/28/2026
Registration SEC, Approved, 04/21/2020
Other registrations (1)
ADV Location WEST DES MOINES, IA, United States
Contact Info 515 xxxxxxx
Websites
AUM* 407,449,818 41%
of that, discretionary 407,449,818 41%
Number of Employees 12
of those in investment advisory functions 6 -14%
Private Fund GAV* 0
Avg Account Size 213,436 25%
% High Net Worth 28.48% 14%
SMA’s Yes
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Charitable organizations
- Corporations or other businesses not listed above

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses

Compensation Arrangments

- A percentage of assets under your management
- Hourly charges

Reported AUM

407M 349M 291M 233M 175M 116M 58M
2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

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Top Holdings

Stock Ticker Stock Name $ Position % Position $ Change # Change
Stck Ticker78464A854 Stock NameSPDR PORTFOLIO $ Position$33,138,842 % Position16.00% $ Change-5.00% # Change-14.00%
Stck Ticker97717X669 Stock NameWISDOMTREE US $ Position$25,540,796 % Position12.00% $ Change7.00% # Change2.00%
Stck Ticker46641Q837 Stock NameJPMORGAN $ Position$23,182,307 % Position11.00% $ Change-15.00% # Change-15.00%
Stck Ticker33739Q705 Stock NameFIRST TRUST $ Position$16,469,763 % Position8.00% $ Change0.00% # Change3.00%
Stck Ticker46138G649 Stock NameINVESCO NASDAQ $ Position$12,092,035 % Position6.00% $ Change13.00% # Change-4.00%
Stck Ticker78464A128 Stock NameSPDR S&P $ Position$9,689,558 % Position5.00% $ Change-7.00% # Change-11.00%
Stck Ticker46654Q203 Stock NameJPMORGAN $ Position$9,445,405 % Position5.00% $ Change-17.00% # Change-21.00%
Stck Ticker78468R663 Stock NameSPDR BLOOMBERG $ Position$7,425,346 % Position4.00% $ Change9.00% # Change9.00%
Stck Ticker46138E339 Stock NameINVESCO S&P $ Position$7,833,582 % Position4.00% $ Change10946.00% # Change8993.00%
Stck Ticker46435U861 Stock NameISHARES CORE $ Position$5,905,429 % Position3.00% $ Change16.00% # Change12.00%

Brochure Summary