9AT: INFLECTION FINANCIAL

Adviser Profile

As of Date	03/31/2026
Registration	SEC, Approved, 08/10/2020
Contact Info	210 xxxxxxx
Websites

AUM^*	491,447,684 62%
of that, discretionary	485,408,656 69%
Number of Employees	4 33%
of those in investment advisory functions	2 100%
Private Fund GAV^*	0
Avg Account Size	1,919,718 24%
% High Net Worth	42.39% -2%
SMA’s	Yes
Private Funds	0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Pension and profit sharing plans

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services

Compensation Arrangments

- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

Adviser	Hedge Fund	Liquidity Fund	Private Equity Fund	Real Estate Fund	Securitized Asset Fund	Venture Capital Fund	Other Fund	Total Private Fund GAV	AUM	#Funds
Adviser FIRST TRUST DIRECT INDEXING	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM1.4b	#Funds-
Adviser AUA PRIVATE WEALTH ADVISORS, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM98.2m	#Funds-
Adviser ROOSEVELT CAPITAL MANAGEMENT LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM1.4b	#Funds-
Adviser JACKSON CREEK INVESTMENT ADVISORS LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM349.0m	#Funds-
Adviser HELLMAN JORDAN MANAGEMENT CO INC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM95.1m	#Funds-
Adviser BAHL & GAYNOR LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM21.0b	#Funds-
Adviser PROBABILITIES FUND MANAGEMENT, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM18.9m	#Funds-
Adviser BERNARDI ASSET MANAGEMENT, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM331.0m	#Funds-
Adviser GAMCO ASSET MANAGEMENT INC.	Hedge Fund331.0m	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV331.0m	AUM11.7b	#Funds1
Adviser NWK GROUP	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM485.3m	#Funds-

Stock Ticker	Stock Name	$ Position	% Position	$ Change	# Change
Stck Ticker922908637	Stock NameVanguard	$ Position$16,762,785	% Position14.00%	$ Change	# Change
Stck Ticker921943858	Stock NameVanguard	$ Position$12,233,937	% Position10.00%	$ Change	# Change
Stck Ticker922908629	Stock NameVanguard	$ Position$9,283,267	% Position8.00%	$ Change	# Change
Stck Ticker46641Q654	Stock NameJPMorgan	$ Position$8,703,099	% Position7.00%	$ Change	# Change
Stck Ticker084670702	Stock NameBerkshire Hathaway Inc.	$ Position$6,265,532	% Position5.00%	$ Change	# Change
Stck Ticker922042858	Stock NameVanguard	$ Position$6,638,231	% Position5.00%	$ Change	# Change
Stck Ticker922908751	Stock NameVanguard	$ Position$4,469,242	% Position4.00%	$ Change	# Change
Stck Ticker464288877	Stock NameiShares	$ Position$4,468,696	% Position4.00%	$ Change	# Change
Stck Ticker922908744	Stock NameVanguard	$ Position$5,125,981	% Position4.00%	$ Change	# Change
Stck Ticker921937835	Stock NameVanguard	$ Position$5,148,828	% Position4.00%	$ Change	# Change

Brochure Summary

Overview

Advisory Firm Description IF Advisors, LLC (“IFA” or the “Firm”) has been in business since March 2020. The principal owner is Philip A. White Jr. Types of Advisory Services IFA is an investment advisor providing services primarily to two types of clients: Company 401K plans and Individuals. Company 401k Plans The Firm provides both investment and non-investment consulting for company retirement plans. The key components of these services include: Investment Consulting Services The Firm will manage all new Company 401(k) plans as a fiduciary under ERISA 3(38). The firm maintains some legacy clients with an ERISA 3(21) relationship. In a 3(38) arrangement, IFA meets with plan sponsors to determine the investment goals of the plan. IFA will assist in developing an Investment Policy Statement (“IPS”) that is consistent with the plan document by:
• Listing criteria for selection of investment vehicles, procedures and timing of performance monitoring
• Providing analysis and advice in order to assist plan fiduciaries in their decision- making processes
• Making final fund selections for availability to participants.
• Provide ongoing monitoring of plan investment vehicles Non-investment Consulting Services (both fiduciary and non-fiduciary)
• Consultation regarding compliance with the plan document and ERISA requirements
• Education of participants regarding the plan
• Monitoring of the record keeper and trustee to ensure they are performing the functions

in their service agreements
• Consultation to ensure notices to participants are properly and timely delivered
• Consultation to ensure all ERISA mandated discrimination tests are done Individuals For individuals, we offer Clients a comprehensive approach to investment and wealth management, which may include the following major areas:
• Development of financial plans that match the Client’s goals
• Tailored investment portfolios consistent with the Client’s plans
• Financial Independence/Retirement Planning
• Assessment of risk management (including insurance needs)
• Analysis of existing assets and investments
• Investment selection, portfolio design, and portfolio implementation
• Business Succession and Exit Planning Prior to engaging us to provide any of the foregoing financial planning and investment advisory services, Clients are required to enter into one or more written agreements setting forth the terms and conditions under which we shall render our services. Tailored Advisory Services Our services are driven by and coordinated with each Client’s individual financial goals. Our advice and services are tailored to the stated objectives of each Client. Financial plans, advice, and strategy are designed by incorporating each Client’s specific circumstances. Wrap Fee Program IFA does not participate in a wrap fee program. Client Assets Under Management As of December 31, 2023, the firm had $302,757,900 under management.

INFLECTION FINANCIAL

INFLECTION FINANCIAL

IF ADVISORS

IF ADVISORS, LLC

Adviser Profile

Details

Adviser Type

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

Private Funds

Employees

Similar advisers

Top Holdings

Brochure Summary

Overview

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INFLECTION FINANCIAL INFLECTION FINANCIAL IF ADVISORS IF ADVISORS, LLC

Adviser Profile

Details

Adviser Type

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

Private Funds

Employees

Similar advisers

Top Holdings

Brochure Summary

Overview

INFLECTION FINANCIAL

INFLECTION FINANCIAL

IF ADVISORS

IF ADVISORS, LLC