Adviser Profile

As of Date 03/16/2026
Registration SEC, Approved, 08/10/2020
ADV Location RYE BROOK, NY, United States
Contact Info 212 xxxxxxx
Websites
AUM* 578,121,679 31%
of that, discretionary 574,852,480 31%
Number of Employees 4
of those in investment advisory functions 3
Private Fund GAV* 0
Avg Account Size 1,986,672 16%
% High Net Worth 30.46% -4%
SMA’s Yes
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Pension and profit sharing plans
- Charitable organizations
- Corporations or other businesses not listed above
- Other

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services

Compensation Arrangments

- A percentage of assets under your management
- Hourly charges

Reported AUM

575M 493M 411M 328M 246M 164M 82M
2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

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Top Holdings

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Stck Ticker922908363 Stock NameVANGUARD INDEX FDS $ Position$39,099,472 % Position11.00% $ Change7.00% # Change-1.00%
Stck Ticker46438F101 Stock NameISHARES BITCOIN TRUST ETF $ Position$32,582,615 % Position9.00% $ Change4.00% # Change-2.00%
Stck Ticker023135106 Stock NameAMAZON COM INC $ Position$20,234,913 % Position6.00% $ Change-1.00% # Change-1.00%
Stck Ticker30303M102 Stock NameMETA PLATFORMS INC $ Position$18,025,654 % Position5.00% $ Change-1.00% # Change-1.00%
Stck Ticker594918104 Stock NameMICROSOFT CORP $ Position$16,226,513 % Position5.00% $ Change4.00% # Change0.00%
Stck Ticker67066G104 Stock NameNVIDIA CORPORATION $ Position$15,273,970 % Position4.00% $ Change18.00% # Change0.00%
Stck Ticker78462F103 Stock NameSPDR S&P 500 ETF TR $ Position$12,396,598 % Position4.00% $ Change7.00% # Change-1.00%
Stck Ticker02079K305 Stock NameALPHABET INC $ Position$9,757,378 % Position3.00% $ Change38.00% # Change0.00%
Stck Ticker02079K107 Stock NameALPHABET INC $ Position$9,089,939 % Position3.00% $ Change37.00% # Change0.00%

Brochure Summary