9AT: ROBERT A. ZOCK & CO.,INC.

Adviser Profile

As of Date	03/31/2026
Registration	SEC, Approved, 09/10/1976
ADV Location	SUTTON, NH, United States
Contact Info	603 xxxxxxx

AUM^*	175,076,230 20%
of that, discretionary	175,076,230 20%
Number of Employees	1
of those in investment advisory functions	1
Private Fund GAV^*	0
Avg Account Size	1,750,762 18%
% High Net Worth	86.00% 1%
SMA’s	Yes
Private Funds	0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Charitable organizations

Advisory Activities

- Portfolio management for individuals and/or small businesses

Compensation Arrangments

- A percentage of assets under your management
- Hourly charges

Accounting Firm Name	Filing Date	Form ADV-E
Accounting Firm Name FISCHER CUNNANE & ASSOCIATES LLC	Filing Date01/28/2026	Form ADV-E View Report
Accounting Firm Name FISCHER CUNNANE & ASSOCIATES LLC	Filing Date04/30/2025	Form ADV-E View Report
Accounting Firm Name FISCHER CUNNANE & ASSOCIATES LLC	Filing Date01/26/2024	Form ADV-E View Report

Adviser	Hedge Fund	Liquidity Fund	Private Equity Fund	Real Estate Fund	Securitized Asset Fund	Venture Capital Fund	Other Fund	Total Private Fund GAV	AUM	#Funds
Adviser BECK, MACK & OLIVER LLC	Hedge Fund243.9m	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund84.7m	Total Private Fund GAV328.6m	AUM6.2b	#Funds21
Adviser BEACON TRUST	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM4.4b	#Funds-
Adviser LINSCOMB WEALTH, INC.	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM5.2b	#Funds-
Adviser FIRST MANHATTAN CO. LLC	Hedge Fund1.2b	Liquidity Fund-	Private Equity Fund182.8m	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund138.8m	Total Private Fund GAV1.6b	AUM38.1b	#Funds23
Adviser LEE FINANCIAL COMPANY, LLC	Hedge Fund13.1m	Liquidity Fund-	Private Equity Fund239.4k	Real Estate Fund213.2k	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV13.5m	AUM1.7b	#Funds4
Adviser BOSTON FINANCIAL MANAGEMENT LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM5.0b	#Funds-
Adviser FLUENT FINANCIAL, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM329.7m	#Funds-
Adviser VISION CAPITAL MANAGEMENT INC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM1.2b	#Funds-
Adviser INSPIRION WEALTH ADVISORS, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM1.4b	#Funds-
Adviser JGP WEALTH MANAGEMENT, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM1.4b	#Funds-

Brochure Summary

Overview

Robert A. Zock & Co., Inc. is a registered investment advisor. We are organized as a corporation under the laws of the State of Massachusetts and maintain a primary office in Sutton, New Hampshire. Robert A. Zock & Co., Inc. was established in 1976 by Robert A. Zock and has provided investment advisory services since then. Robert A. Zock Jr. is the principal owner. The word “firm” and pronouns “we” and “us” are used throughout this brochure and refer to Robert A. Zock & Co., Inc. Investment advice rendered to our clients is based on a careful assessment of the client’s long-term investment objectives. These objectives are defined with the client after a detailed review of individual or family financial circumstances. In most cases, a personal or family balance sheet is developed. We then design an investment strategy and program consistent with these personal and financial factors. Since our investment philosophy is a long-term one, our investment

strategy is long-term too, particularly regarding common stock commitments. These stock purchases are made with the expectation that the security will not be sold within one year. Consistent with this philosophy, we do not engage in short-term trading, no options are purchased and no short sales or margin transactions are entered into. However, short-term bond purchases are often made as part of the maintenance of a portfolio's reserve positions. These positions usually consist of holdings of U.S. Treasury bills and notes or short-term tax-exempt bonds maturing within one year. No account will be accepted for management or advice unless it is clear to both principal and client that advice is needed and that the services rendered will be of constructive assistance in implementing the client’s long-term financial objectives. As of December 31, 2023, Robert A. Zock & Co., Inc. had 98 discretionary accounts valued at $145,447,543.

ROBERT A. ZOCK & CO.,INC.

ROBERT A. ZOCK & CO.,INC.

ZOCK ROBERT A & CO INC

Adviser Profile

Adviser Type

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

Private Funds

Employees

Form ADV-E Surprise Examination Reports

Similar advisers

Brochure Summary

Overview

Need help?

Send a question to 9AT support.

ROBERT A. ZOCK & CO.,INC. ROBERT A. ZOCK & CO.,INC. ZOCK ROBERT A & CO INC

Adviser Profile

Adviser Type

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

Private Funds

Employees

Form ADV-E Surprise Examination Reports

Similar advisers

Brochure Summary

Overview

ROBERT A. ZOCK & CO.,INC.

ROBERT A. ZOCK & CO.,INC.

ZOCK ROBERT A & CO INC