Adviser Profile

As of Date 02/27/2026
Registration SEC, Approved, 05/02/1995
ADV Location HOUSTON, TX, United States
Contact Info 713 xxxxxxx
Websites
AUM* 5,214,032,831 22%
of that, discretionary 5,211,104,707 22%
Number of Employees 46 -12%
of those in investment advisory functions 25 -14%
Private Fund GAV* 0
Avg Account Size 1,090,118 30%
% High Net Worth 63.54% 12%
SMA’s Yes
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Pension and profit sharing plans
- Charitable organizations
- Corporations or other businesses not listed above

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses
- Pension consulting services
- Educational seminars/workshops

Compensation Arrangments

- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

Reported AUM

5B 4B 4B 3B 2B 1B 744M
2015 2016 2017 2018 2019 2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

Form ADV-E Surprise Examination Reports

Accounting Firm Name Filing Date Form ADV-E
Accounting Firm Name EISNERAMPER LLP Filing Date09/25/2025 Form ADV-E View Report
Accounting Firm Name EISNERAMPER LLP Filing Date11/20/2024 Form ADV-E View Report
Accounting Firm Name EISNERAMPER LLP Filing Date01/24/2024 Form ADV-E View Report

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Top Holdings

Stock Ticker Stock Name $ Position % Position $ Change # Change
Stck Ticker921943858 Stock NameVANGUARD TAX-MANAGED FDS $ Position$249,708,745 % Position11.00% $ Change-9.00% # Change-11.00%
Stck Ticker464287200 Stock NameISHARES TR $ Position$186,938,095 % Position8.00% $ Change-11.00% # Change-7.00%
Stck Ticker30231G102 Stock NameEXXON MOBIL CORP $ Position$115,002,008 % Position5.00% $ Change139.00% # Change70.00%
Stck Ticker464287507 Stock NameISHARES TR $ Position$92,242,455 % Position4.00% $ Change-13.00% # Change-15.00%
Stck Ticker46137V613 Stock NameINVESCO EXCHANGE TRADED FD T $ Position$93,917,798 % Position4.00% $ Change-6.00% # Change-7.00%
Stck Ticker97717W505 Stock NameWISDOMTREE TR $ Position$82,950,499 % Position4.00% $ Change-13.00% # Change-14.00%
Stck Ticker464287465 Stock NameISHARES TR $ Position$85,059,520 % Position4.00% $ Change-9.00% # Change-10.00%
Stck Ticker922908769 Stock NameVANGUARD INDEX FDS $ Position$45,124,917 % Position2.00% $ Change-11.00% # Change-7.00%
Stck Ticker78464A763 Stock NameSPDR SERIES TRUST $ Position$37,493,112 % Position2.00% $ Change-3.00% # Change-8.00%
Stck Ticker11135F101 Stock NameBROADCOM INC $ Position$38,351,524 % Position2.00% $ Change-23.00% # Change-14.00%

Brochure Summary