BCK Capital Management, LP (“BCK Capital”, “BCK” or the “Firm”) is a Delaware limited partnership formed in September 2015 with its principal place of business located at 1010 Washington Boulevard, 7th Floor, Stamford, Connecticut 06901. The principal owner of BCK is Mr. Wayne Yu. Mr. Yu has overall responsibility for the day-to-day supervision and management of BCK’s business. BCK Capital is a hedge fund manager offering investment advisory services to pooled investment vehicles, a segregated portfolio company and a separately managed account, each a (“Client and collectively the “Clients”). The pooled investment vehicles are primarily structured as master-feeder relationships, whereby the feeder funds invest substantially all their assets in the respective master funds (each a “Fund” and collectively, the “Funds”). The Funds include:
• BCK Capital Master Fund, Ltd., a Cayman Islands exempted company (“BCK Master Fund”), BCK Capital Onshore Fund, LP, a Delaware limited partnership (“BCK Domestic Feeder Fund”) and BCK Capital Offshore Fund, Ltd., a Cayman Islands exempted company (“BCK Offshore Feeder Fund), collectively the “BCK Funds”; and
• BCK Charter Oak Capital Master Fund, Ltd., a Cayman Island exempted company (“Charter Oak Master Fund”), BCK Charter Oak Onshore Fund, LP; a Delaware limited partnership (“Charter Oak Domestic Feeder Fund”) and BCK Charter Oak Offshore Fund, Ltd, a Cayman Islands exempted limited company (“Charter Oak Offshore Feeder Fund”), collectively the “Charter Oak Funds” Lastly, BCK provides investment advisory services to a separately managed account (“SMA”). The general partner of the BCK Funds is BCK Capital GP LLC, a Delaware limited liability company and affiliate of BCK Capital. The general partner of the Charter Oak Funds is BCK Charter Oak GP LLC, a Delaware limited liability company and affiliate of BCK Capital. Each is a (“General Partner” and collectively the “General Partners”.) Each respective domestic feeder fund and offshore feeder fund invests its assets through a “master feeder” fund structure in the respective master fund. The Funds are managed in accordance with their own investment objectives as set forth in the relevant governing and offering documents of the Funds (each, a “Fund Document” and collectively, the “Fund Documents”). Investment objectives are not tailored

to any particular private fund investor (each, an "Investor"). Interests in the Funds are only offered to certain “accredited investors” as define in Rule 501 of Regulation D under the Securities Act of 1933 (“Securities Act”), as amended, and “qualified purchasers” as such term is defined in Section 2(a)(51) of the Investment Company Act of 1940 (“Advisers Act”), as amended. In addition, BCK serves as a sub-advisor and has trading authority only for an SMA which is managed in accordance with the investment guidelines as outlined in the sub-advisory agreement between BCK and the investment manager of the SMA assets. An affiliate of BCK, BCK ES LLC, is a special limited partner in the SMA, and as such is required to maintain a negotiated minimum balance, at all times, as stipulated in the SMA. The sub-advisory agreement collectively with the Fund Documents will herein be referred to as the (“Governing Documents”). BCK participates in a Buyside Program (“Buyside Program”) arrangement whereby BCK provides a limited number of selected trade ideas to another unaffiliated buyside firm via a secure platform on a quarterly basis. It is at the sole discretion of the Buyside Program, to use or not use recommendations submitted by BCK. BCK directs the investment program of the Clients on a discretionary basis to achieve an investment objective of maximizing risk-adjusted returns by investing primarily in equities and equity-related instruments through an event driven investment strategy, as described further in Item 8: Method of Analysis, Investment Strategies and Risk of Loss. BCK manages each Client’s portfolio in accordance with the investment objectives as detailed in the Governing Documents. BCK Capital conducts its own fundamental research on a wide range of companies to determine their qualification for initial and continuing investment by the Funds. BCK Capital provides portfolio advisory and management services to the Funds based on the investment objectives of the Funds and not based on the criteria or investment objective of any individual investor in the Funds. BCK Capital does not participate in wrap fee programs. As of December 31, 2022, BCK Capital had approximately $155,052,847 of regulatory assets under its management in the Funds, all of which is managed on a discretionary basis. BCK does not manage any assets on a non-discretionary basis.