Overview
CASTELLAN (“the Registrant”) is a limited liability company formed in September 2018
under the laws of the state of Delaware and domiciled in Kentucky and is registered as an
investment adviser with the Securities and Exchange Commission. CASTELLAN is principally
owned by two Grantor Trusts, CASTELLAN WHY Trust and CASTELLAN Endeavor Trust,
with 100% of income in trusts distributing to charitable organizations.
CASTELLAN offers additional services for ultra-high net worth families with multi-
generational wealth. We partner with these families, providing them with accountable
stewardship of all their resources with the goal of simplifying their lives and improving their
returns.
CASTELLAN uses a rigorous, disciplined, and transparent process to construct an investment
strategy that is tailored to each individual and family’s investment objectives, risk, and
financial situation. The portfolios are managed using alternative investments, in addition to
our investment
strategies, which are discussed in further detail in Item Eight. CASTELLAN
will collaborate with client’s advisory teams, often coordinating the information flow among
attorneys, accountants, insurance advisers and others. CASTELLAN believes this alliance
facilitates the development of solutions that are customized to the challenges and
opportunities faced by its clients. Our clients will have the opportunity to place reasonable
restrictions on the types of investments to be held in their portfolio. Portfolios will be
managed on a discretionary basis, which means we will buy and sell securities in client
accounts without their prior approval.
While CASTELLAN does not impose a minimum account size, all separately managed clients
must meet the definition of “qualified investor” (please refer to Item 5).
CASTELLAN does not participate in or sponsor a wrap fee program.
As of December 31, 2023, CASTELLAN had assets under discretionary management of
$353,473,345.