Asset Management Group Investment Corp. (“AMGIC”) is a Colorado corporation that has been in
business since April 1981. AMGIC is principally owned by Asset Management Group Holding Co,
a general partnership. Earl L. Wright and Michael D. Bergmann are the sole partners of, and each
holds over 25% of the partnership interests of, Asset Management Group Holding Co. AMGIC is an
affiliate of AMG National Trust Bank, a national banking institution with its main office in
Colorado.
AMGIC’s advisory services consist only of acting as the general partner or manager (“Manager”) of
pooled investment vehicles that are excepted from registration under the Investment Company Act
of 1940, as amended (“1940 Act”), and whose securities are exempt from registration under the
Securities Act of 1933, as amended (“1933 Act”) (“Clients” or “Client Funds”). AMGIC provides
services only to Client Funds and not to natural persons, registered investment companies, or
individually to the investors in the Client Funds. The Client Funds invest in various types of
investments, including without limitation real estate, oil and gas interests, venture capital funds,
private equity funds, hedge funds, other Client Funds, negotiated debt instruments, unregistered
equity from U.S. and foreign issuers, publicly traded securities or other investments based on the
specific
Client Fund’s individual investment criteria.
Each Client Fund has its own investment criteria and investment limitations as set forth in its
governing documents and/or private placement memoranda. AMG National Trust Bank is the
investment manager for each Client Fund. AMG National Trust Bank’s Private Capital Investment
Committee or Private Capital Group identifies investment opportunities, monitors investments and
makes investment decisions for the Client Funds’ investments and assets. AMGIC’s two officers are
employees of AMG National Trust Bank and are members of the bank’s Private Capital Investment
Committee. AMG National Trust Bank tailors its investment advice to the individual needs and
restrictions of each Client Fund. AMG National Trust Bank is exempt from the definition of
“investment adviser” under the Investment Advisers Act of 1940, as amended (“Advisers Act”) and
under the Colorado Securities Act. AMGIC, as Manager of the Client Funds, may retain the
ultimate investment discretion for some Client Funds.
AMGIC does not participate in wrap fee programs.
As of September 30, 2023, AMGIC-managed funds had approximately $189,000,000 in regulatory
assets under management, all of which is considered managed on a discretionary basis in
accordance with Form ADV, Part 1A, Item 5F.
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