A. Description of the Advisory Firm Antoine Williams & Associates Wealth Management, LLC (hereinafter “AWAAWM”) is a Limited Liability Company organized in the State of Vermont. The firm was formed in January 2021, and the principal owner is Antoine Troy Williams. B. Types of Advisory Services Portfolio Management Services AWAAWM offers ongoing portfolio management services based on the individual goals, objectives, time horizon, and risk tolerance of each client. Portfolio management services include, but are not limited to, the following: • Investment strategy • Asset allocation • Asset selection • Risk tolerance • Regular portfolio monitoring AWAAWM evaluates the current investments of each client with respect to their risk tolerance levels and time horizon. AWAAWM seeks to provide that investment decisions are made in accordance with the fiduciary duties owed to its accounts and without consideration of AWAAWM’s economic, investment or other financial interests. To meet its fiduciary obligations, AWAAWM attempts to avoid, among other things, investment or trading practices that systematically advantage or disadvantage certain client portfolios, and accordingly, AWAAWM’s policy is to seek fair and equitable allocation of investment opportunities/transactions among its clients to avoid favoring one client over another over time. It is AWAAWM’s policy to allocate investment opportunities and transactions it identifies as being appropriate and prudent among its clients on a fair and equitable basis over time. Third-Party Money Managers AWAAWM may determine that opening an account with a professional third-party money manager is in the client’s best interest. These programs allow clients to obtain portfolio management services that typically require higher minimum account sizes outside of the program. The money managers selected under these programs will have discretion to determine the securities they buy and sell within the account, subject to reasonable restrictions imposed by the client. Due to the nature of these programs, each of the independent money managers is obligated to provide you with a separate disclosure document. Clients should carefully review this document for important and specific program details, including pricing. Under these programs, AWAAWM may:
• Assist in the identification of investment objectives
• Recommend specific investment style and asset allocation strategies
• Selects appropriate money managers and review performance and progress
• Reallocates client assets among managers or styles within the program
• Hire and fire money manages utilized by the client Clients should read the ADV Part 2 disclosure document of the money manager for complete details on the charges and fees that the client will incur. SEI AWAAWM primarily uses the investment platform of SEI Investments Management Corporation to manage client accounts and to select third-party money managers. Based on the information that a client shares with AWAAWM, AWAAWM will analyze the client situation and select an appropriate asset allocation or investment strategy through the model portfolios available on the SEI platform. AWAAWM may reallocate a client’s model portfolio into another model portfolio depending on the changes in a client’s risk profile, investment objectives, financial circumstances, and/or market conditions. Client circumstances shall be monitored on an ongoing basis by AWAAWM. These reviews shall be conducted on a frequency preferred by the client but shall take place no less than annually. Such

reviews shall include personal meetings, telephone, e-mail and other electronic communication methods. Pension Consulting Services AWAAWM offers consulting services to pension or other employee benefit plans (including but not limited to 401(k) plans). Pension consulting may include, but is not limited to: o identifying investment objectives and restrictions o providing guidance on various assets classes and investment options o recommending money managers to manage plan assets in ways designed to achieve objectives o monitoring performance of money managers and investment options and making recommendations for changes o recommending other service providers, such as custodians, administrators and broker-dealers o creating a written pension consulting plan These services are based on the goals, objectives, demographics, time horizon, and/or risk tolerance of the plan and its participants. Financial Planning Financial plans and financial planning may include but are not limited to: investment planning; life insurance; tax concerns; retirement planning; college planning; and debt/credit planning. Services Limited to Specific Types of Investments AWAAWM generally limits its investment advice to mutual funds, fixed income securities, equities, ETFs and non-U.S. securities. AWAAWM may use other securities as well to help diversify a portfolio when applicable. Written Acknowledgement of Fiduciary Status When we provide investment advice to you regarding your retirement plan account or individual retirement account, we are fiduciaries within the meaning of Title I of the Employee Retirement Income Security Act and/or the Internal Revenue Code, as applicable, which are laws governing retirement accounts. The way we make money creates some conflicts with your interests, so we operate under a special rule that requires us to act in your best interest and not put our interest ahead of yours. Under this special rule’s provisions, we must:
• Meet a professional standard of care when making investment recommendations (give prudent advice);
• Never put our financial interests ahead of yours when making recommendations (give loyal advice);
• Avoid misleading statements about conflicts of interest, fees, and investments;
• Follow policies and procedures designed to ensure that we give advice that is in your best interest;
• Charge no more than is reasonable for our services; and
• Give you basic information about conflicts of interest. C. Client Tailored Services and Client Imposed Restrictions AWAAWM offers the same suite of services to all of its clients. However, specific client investment strategies and their implementation are dependent upon each client’s current situation (income, tax levels, and risk tolerance levels). Clients may impose restrictions in investing in certain securities or types of securities in accordance with their values or beliefs. However, if the restrictions prevent AWAAWM from properly servicing the client account, or if the restrictions would require AWAAWM to deviate from its standard suite of services, AWAAWM reserves the right to end the relationship. D. Wrap Fee Programs A wrap fee program is an investment program where the investor pays one stated fee that includes management fees, transaction costs, fund expenses, and other administrative fees. AWAAWM does not participate in any wrap fee programs. E. Assets Under Management AWAAWM has the following assets under management: Discretionary Amounts: Non-discretionary Amounts: Date Calculated: $173,065,142 $0 December 2022