9AT: MILL CAPITAL MANAGEMENT, LLC

Adviser Profile

As of Date	02/25/2026
Registration	SEC, Approved, 03/10/2021
ADV Location	CONCORD, NC, United States
Contact Info	980 xxxxxxx
Websites

AUM^*	1,493,124,380 21%
of that, discretionary	1,455,112,629 22%
Number of Employees	5
of those in investment advisory functions	3
Private Fund GAV^*	0
Avg Account Size	4,879,491 4%
% High Net Worth	73.58% -8%
SMA’s	No
Private Funds	0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Charitable organizations
- Corporations or other businesses not listed above

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses

Compensation Arrangments

- A percentage of assets under your management

Adviser	Hedge Fund	Liquidity Fund	Private Equity Fund	Real Estate Fund	Securitized Asset Fund	Venture Capital Fund	Other Fund	Total Private Fund GAV	AUM	#Funds
Adviser PORTER WHITE INVESTMENT ADVISORS, INC.	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM748.2m	#Funds-
Adviser HUMANKIND INVESTMENTS	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM442.8m	#Funds-
Adviser YCG, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM1.5b	#Funds-
Adviser JOHN W. BRISTOL & CO., INC.	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund206.9m	Total Private Fund GAV206.9m	AUM7.1b	#Funds1
Adviser CAIM LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM318.0m	#Funds-
Adviser AURORA INVESTMENT COUNSEL	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM252.7m	#Funds-
Adviser MERLIN ASSET MANAGEMENT	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM36.3m	#Funds-
Adviser HULL TACTICAL	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM177.0m	#Funds-
Adviser THE ADVISORY GROUP OF SAN FRANCISCO, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM809.9m	#Funds-
Adviser LAGODA INVESTMENT MANAGEMENT, L.P.	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM312.6m	#Funds-

Brochure Summary

Overview

Ownership Mill Capital is a limited liability company formed in 2021 under the laws of the State of North Carolina. The owners of the Adviser are Brian Seay, Paul Clark and Jon Rhoney. Mill Capital is located in Concord, NC. General Description of Primary Advisory Services Mill Capital offers investment advisory and management services to individual and charitable organization clients. The types of clients include, but are not limited to, individuals and charitable organizations on a discretionary basis. Mill Capital offers separately managed accounts that will invest predominantly in individual stocks, but may include REITS, mutual funds and Exchange Traded Funds (ETFs) using the investment strategies described below. Mill Capital provides investment recommendations in the form of strategy recommendations as well as occasionally selecting external investment managers. In addition to investment management, Mill Capital also offers financial planning. Mill Capital, in conjunction with the client, takes into account specific client needs and various investment strategies that are under the Firm’s advisement. These conversations are on a case-by-case basis with each client, and thus, client portfolios may vary, and investment decisions may vary depending upon the client. Adviser’s services are provided based on the specific needs of the individual client and are tailored to each client. Clients are given the ability to impose restrictions on their accounts, including specific investment

selections and sectors. However, Mill Capital will not enter into an investment advisory relationship with a client whose investment objectives may be considered incompatible with Adviser's investment philosophy or strategies or where the prospective client seeks to impose unduly restrictive investment guidelines. Investment Management Services Mill Capital’s portfolio managers work with clients to agree upon investment objectives and to determine an appropriate investment strategy for the client’s account. Relevant factors in this data- gathering process include, but are not limited to, time horizons, market specific information, risk tolerance, liquidity needs, and, in the case of individuals, tax issues. We manage portfolios designed to meet those objectives. Adviser offers portfolio management services that include giving continuous investment advice and/or making investments for the client based on the individual needs, goals and objectives and risk tolerance of the client. Due to Adviser’s discretion over the account, Adviser will have the authority to make investment and trading decisions in the account. Please see Item 5, Fees and Compensation, for a detailed description of the services provided and fees charged. Wrap Fee Programs Adviser does not sponsor, or participate in, wrap fee programs. Assets Under Management As of December 31, 2023, Adviser has $1,195,979,561in discretionary assets under management and $34,211,485in non-discretionary assets under management.

MILL CAPITAL MANAGEMENT, LLC

MILL CAPITAL MANAGEMENT, LLC

Adviser Profile

Details

Adviser Type

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

Private Funds

Employees

Similar advisers

Brochure Summary

Overview

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MILL CAPITAL MANAGEMENT, LLC MILL CAPITAL MANAGEMENT, LLC

Adviser Profile

Details

Adviser Type

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

Private Funds

Employees

Similar advisers

Brochure Summary

Overview

MILL CAPITAL MANAGEMENT, LLC

MILL CAPITAL MANAGEMENT, LLC