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Adviser Profile

As of Date 03/29/2024
Adviser Type - Large advisory firm
Number of Employees 2
of those in investment advisory functions 2
Registration California, Terminated, 4/14/2021
Other registrations (1)
AUM* 623,518,121 -4.78%
of that, discretionary 623,518,121 -4.78%
Private Fund GAV* 124,243,423 28.96%
Avg Account Size 18,338,768 -13.18%
% High Net Worth 75.00% -20.59%
SMA’s Yes
Private Funds 1
Contact Info 323 xxxxxxx
Websites

Client Types

- High net worth individuals
- Pooled investment vehicles
- Pension and profit sharing plans
- Charitable organizations

Advisory Activities

- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses

Compensation Arrangments

- A percentage of assets under your management

Recent News

Reported AUM

Discretionary
Non-discretionary
793M 679M 566M 453M 340M 226M 113M
2021 2022 2023

Private Funds



Employees

Private Funds Structure

Fund Type Count GAV
Fund TypeHedge Fund Count1 GAV$124,243,423

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Top Holdings

Stock Ticker Stock Name $ Position % Position $ Change # Change
Stck Ticker808524870 Stock NameSCHWAB STRATEGIC TR $ Position$59,448 % Position24.00% $ Change-32.00% # Change-34.00%
Stck Ticker92189H300 Stock NameVANECK ETF TRUST $ Position$26,246 % Position10.00% $ Change0.00% # Change-6.00%
Stck Ticker464287176 Stock NameISHARES TR $ Position$18,058 % Position7.00% $ Change # Change
Stck Ticker233051432 Stock NameDBX ETF TR $ Position$15,582 % Position6.00% $ Change-3.00% # Change-7.00%
Stck Ticker921946406 Stock NameVANGUARD WHITEHALL FDS $ Position$12,765 % Position5.00% $ Change8.00% # Change0.00%
Stck Ticker46090F100 Stock NameINVESCO ACTVELY MNGD ETC FD $ Position$8,830 % Position4.00% $ Change-16.00% # Change-6.00%
Stck Ticker464287168 Stock NameISHARES TR $ Position$5,733 % Position2.00% $ Change9.00% # Change0.00%
Stck Ticker464289438 Stock NameISHARES TR $ Position$3,283 % Position1.00% $ Change14.00% # Change0.00%
Stck Ticker464289420 Stock NameISHARES TR $ Position$1,598 % Position1.00% $ Change7.00% # Change0.00%
Stck Ticker595112103 Stock NameMICRON TECHNOLOGY INC $ Position$1,882 % Position1.00% $ Change25.00% # Change0.00%

Brochure Summary

Overview

Item 5 Additional Compensation .......................................................................................................................................25 Item 6 Supervision .................................................................................................................................................................25 Item 1 Form ADV Part 2B Brochure Supplement – Joseph Malhas ............................................................................ 26 Item 2 Educational Background/Business Experience ................................................................................................ 27 Item 3 Disciplinary Information .......................................................................................................................................... 27 Item 5 Additional Compensation ....................................................................................................................................... 27 Item 6 Supervision ................................................................................................................................................................. 27 NinePointTwo Capital LLC | 4 A. Description of Advisor Firm NinePointTwo Capital LLC (the “Advisor”, the “Firm”) was formed as of January 24, 2018. The Firm was registered as an investment advisor firm with the State of California securities regulators from June 29, 2018, to April 14, 2021. As of March 11, 2021, NinePointTwo Capital LLC is registered with the Securities and Exchange Commission (the “SEC”). The principal owners of the firm are Timothy Streufert and Joseph Malhas. NinePointTwo Capital LLC intends to offer discretionary portfolio management services to individuals and institutions. NinePointTwo Capital LLC is also the general partner (the “General Partner”) of NPT Neutron Fund I, LP (the “Partnership”), a pooled investment vehicle. For a more complete description of the services see Item 4B. B. Description of Advisory Services Offered Advisory Services NinePointTwo Capital LLC’s principal service is providing fee-based investment advisory services. The Advisor practices custom management of portfolios, on a discretionary basis, according to the client’s objectives. The Advisor’s primary approach is to use a tactical allocation strategy aimed at reducing risk and increasing performance. The Advisor uses any of the following: exchange listed securities, foreign securities, corporate debt securities, commercial paper, municipal securities, United States government securities, options in securities and commodities, futures contracts on tangibles and intangibles and interests in partnerships investing in real estate, and oil and gas interests to accomplish this objective. The Advisor recommends, on occasion,
redistributing investment allocations to diversify the portfolio in an effort to reduce risk and increase performance. The Advisor recommends specific stocks to increase sector weighting and/or dividend potential. The Advisor recommends employing cash positions as a possible hedge against market movement which may adversely affect the portfolio. When appropriate, the Advisor recommends selling positions for reasons that include, but are not limited to, harvesting capital gains or losses, business or sector risk exposure to a specific security or class of securities, overvaluation or overweighting of the position(s) in the portfolio, change in risk tolerance of client, or any risk deemed unacceptable for the client’s risk tolerance. NPT Neutron Fund I, LP is a Delaware limited partnership formed on June 14, 2019 to invest in equities, commodities, and futures interests. The business address of the Partnership and NinePointTwo Capital LLC, the Partnership's General Partner, is 1901 Avenue of the Stars, Suite 1100, Los Angeles, CA 90067. The General Partner is a Nevada limited liability company. The General Partner was registered with the State of California as an investment adviser from June 29, 2018, to April 14, 2021. As of March 11, 2021, the General Partner is registered with the SEC. It has been registered with the Commodity Futures Trading Commission (the "CFTC") as a commodity pool operator since June 28, 2019, and as a commodity trading advisor since August 1, 2019. The General Partner has been a member NinePointTwo Capital LLC | 5 of the National Futures Association (the "NFA") since July 25, 2019. The General Partner will manage all aspects of the Partnership's business. This pool commenced trading on April 27, 2020. The Advisor will provide investment advisory services and portfolio management services and will not provide securities custodial or other administrative services. At no time will the Advisor accept or maintain custody of a client’s funds or securities, except for authorized fee deduction. C. Clients Tailored Services and Client Imposed Restrictions The Advisor will tailor its advisory services to its client’s individual needs based on meetings and conversations with the client. If clients wish to impose certain restrictions on investing in certain securities or types of securities, the Advisor will address those restrictions with the client to have a clear understanding of the client’s requirements. D. Wrap Fee Programs The Advisor does not provide portfolio management services to wrap fee programs. E. Assets Under Management As of December 31, 2023, the Advisor has the following assets under management: Discretionary: $623,518,121 Non-Discretionary: $0