Adviser Profile

As of Date 03/28/2026
Registration SEC, Approved, 04/09/2021
Other registrations (3)
Contact Info 713 xxxxxxx
Websites
AUM* 303,748,023 -23%
of that, discretionary 303,748,023 -23%
Number of Employees 6 20%
of those in investment advisory functions 1
Private Fund GAV* 0
Avg Account Size 663,205 -23%
% High Net Worth 53.48% 4%
SMA’s Yes
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Pension and profit sharing plans
- Charitable organizations
- Corporations or other businesses not listed above

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses
- Selection of other advisers

Compensation Arrangments

- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Performance-based fees

Reported AUM

392M 336M 280M 224M 168M 112M 56M
2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

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Top Holdings

Stock Ticker Stock Name $ Position % Position $ Change # Change
Stck Ticker92189F643 Stock NameVANECK ETF TRUST $ Position$38,058,412 % Position17.00% $ Change-15.00% # Change-9.00%
Stck Ticker46641Q837 Stock NameJ P MORGAN EXCHANGE TRADED F $ Position$19,998,643 % Position9.00% $ Change64.00% # Change64.00%
Stck Ticker30303M102 Stock NameMETA PLATFORMS INC $ Position$8,615,706 % Position4.00% $ Change-21.00% # Change-9.00%
Stck Ticker02079K305 Stock NameALPHABET INC $ Position$9,975,169 % Position4.00% $ Change-17.00% # Change-9.00%
Stck Ticker025816109 Stock NameAMERICAN EXPRESS CO $ Position$6,436,169 % Position3.00% $ Change-26.00% # Change-9.00%
Stck Ticker037833100 Stock NameAPPLE INC $ Position$6,501,173 % Position3.00% $ Change-16.00% # Change-10.00%
Stck Ticker922908363 Stock NameVANGUARD INDEX FDS $ Position$5,700,627 % Position3.00% $ Change # Change
Stck Ticker79466L302 Stock NameSALESFORCE INC $ Position$4,027,032 % Position2.00% $ Change-26.00% # Change5.00%
Stck Ticker78464A508 Stock NameSPDR SERIES TRUST $ Position$4,494,149 % Position2.00% $ Change-7.00% # Change-7.00%
Stck Ticker892672106 Stock NameTRADEWEB MKTS INC $ Position$4,045,621 % Position2.00% $ Change-4.00% # Change-12.00%

Brochure Summary