Adviser Profile

As of Date 01/31/2025
Registration status Terminated
ADV Location NEW HARTFORD, NY, United States
Contact Info 315 xxxxxxx
AUM* 50,960,760 6%
of that, discretionary 50,960,760 6%
Number of Employees 2
of those in investment advisory functions 2
Private Fund GAV* 0
Avg Account Size 173,928 2%
% High Net Worth 11.64% 24%
SMA’s Yes
Private Funds 0

Adviser Type

- Mid-sized advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Charitable organizations

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses
- Educational seminars/workshops

Compensation Arrangments

- A percentage of assets under your management
- Fixed fees (other than subscription fees)

Reported AUM

53M 46M 38M 30M 23M 15M 8M
2021 2022 2023 2024 2025
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

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Brochure Summary