Adviser Profile

As of Date 03/27/2026
Registration SEC, Approved, 04/26/2021
Other registrations (1)
ADV Location CHICAGO, IL, United States
Contact Info 872 xxxxxxx
Websites
AUM* 224,740,043 -29%
of that, discretionary 164,914,979 -38%
Number of Employees 4 -60%
of those in investment advisory functions 3 -57%
Private Fund GAV* 0 -100%
Avg Account Size 4,586,531 -19%
% High Net Worth 60.87% -7%
SMA’s Yes
Private Funds 0 3

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Charitable organizations
- Corporations or other businesses not listed above
- Other

Advisory Activities

- Portfolio management for individuals and/or small businesses

Compensation Arrangments

- A percentage of assets under your management

Reported AUM

189M 162M 135M 108M 81M 54M 27M
2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

Employees

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Top Holdings

Stock Ticker Stock Name $ Position % Position $ Change # Change
Stck Ticker023135106 Stock NameAMAZON COM INC $ Position$24,716,336 % Position13.00% $ Change-9.00% # Change-9.00%
Stck Ticker023135106 Stock NameAMAZON COM INC (PUT) $ Position$23,274,420 % Position12.00% $ Change0.00% # Change0.00%
Stck Ticker12503M108 Stock NameCBOE GLOBAL MKTS INC $ Position$18,859,725 % Position10.00% $ Change5.00% # Change0.00%
Stck Ticker037833100 Stock NameAPPLE INC $ Position$19,308,848 % Position10.00% $ Change21.00% # Change-2.00%
Stck Ticker037833100 Stock NameAPPLE INC (PUT) $ Position$15,914,375 % Position8.00% $ Change29.00% # Change4.00%
Stck Ticker38141G104 Stock NameGOLDMAN SACHS GROUP INC (PUT) $ Position$13,458,315 % Position7.00% $ Change13.00% # Change0.00%
Stck Ticker38141G104 Stock NameGOLDMAN SACHS GROUP INC $ Position$13,455,130 % Position7.00% $ Change12.00% # Change0.00%
Stck Ticker30303M102 Stock NameMETA PLATFORMS INC (PUT) $ Position$8,445,370 % Position4.00% $ Change0.00% # Change1.00%
Stck Ticker30303M102 Stock NameMETA PLATFORMS INC $ Position$8,445,370 % Position4.00% $ Change-3.00% # Change-3.00%
Stck Ticker78462F103 Stock NameSPDR S&P 500 ETF TR $ Position$5,144,908 % Position3.00% $ Change10.00% # Change2.00%

Brochure Summary