9AT: ELDERADO FINANCIAL, INC

Adviser Profile

As of Date	02/09/2026
Registration	SEC, Approved, 05/17/2021
Other registrations (3)	Colorado, Terminated, 06/08/2021 Texas, Terminated, 06/01/2021 California, Terminated, 04/25/2008
ADV Location	MONTROSE, CO, United States
Contact Info	970 xxxxxxx
Websites

AUM^*	237,228,760 22%
of that, discretionary	237,228,760 22%
Number of Employees	5
of those in investment advisory functions	5
Private Fund GAV^*	0
Avg Account Size	221,502 10%
% High Net Worth	15.01% 3%
SMA’s	No
Private Funds	0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses
- Publication of periodicals or newsletters
- Educational seminars/workshops

Compensation Arrangments

- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

Adviser	Hedge Fund	Liquidity Fund	Private Equity Fund	Real Estate Fund	Securitized Asset Fund	Venture Capital Fund	Other Fund	Total Private Fund GAV	AUM	#Funds
Adviser FINANCIAL INSTITUTION SERVICES, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM258.7m	#Funds-
Adviser WRENNE FINANCIAL PLANNING LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM297.9m	#Funds-
Adviser STEVE ROBBINS, INC.	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM90.2m	#Funds-
Adviser MCILRATH & ECK, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM1.4b	#Funds-
Adviser TFB ADVISORS, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM840.2m	#Funds-
Adviser FUND ADVISORS OF AMERICA INC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM149.4m	#Funds-
Adviser GUNDERSON CAPITAL MANAGEMENT	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM395.8m	#Funds-
Adviser B.A. SCHROCK WEALTH MANAGEMENT	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM281.6m	#Funds-
Adviser WEBER ASSET MANAGEMENT, INC.	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM651.5m	#Funds-
Adviser SEVERIN INVESTMENTS LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM141.9m	#Funds-

Brochure Summary

Overview

Firm Description Elderado Financial Inc. (hereafter referred to as EFI) was founded June 20, 1998. EFI is an investment and asset management advisory firm registered with the SEC. EFI generally provides financial planning and investment management services to individuals, high-net-worth individuals, charitable organizations, foundations, endowments, and trusts on a personalized and confidential basis. EFI provides advice to our clients by gathering relevant client information and consulting with the client. Financial planning and asset management services to the client may include: determination of financial objectives, identification of financial challenges, cash flow management, insurance review, investment management, education funding, retirement planning and other areas of importance to the client. Investment advice and asset management for our clients is provided in respect to the client’s overall risk tolerance and goals. Principal Owners Jim Elder is the principal owner. _____________________________________________________________ Types of Advisory Services EFI provides both financial planning and investment management services as described in the Firm Description. Each of EFI programs is described in greater detail in Item 5 (“Fees and Compensation”) of this Firm Brochure. Depending on the advisory relationship (Agreement) selected by the client, EFI may have

discretion over the type of securities bought and sold as well as dollar amounts without first obtaining client’s permission for each transaction. Client agrees to this upon their choice of program and their signature on the Agreement. _____________________________________________________________ Tailored Relationships Both financial planning and asset management services are customized to the needs of the individual client. At no time is the client under any obligation to implement (with EFI or with any other firm) any or all of the suggestions as outlined in the financial plan. Implementation is solely at the client’s discretion. It is the responsibility of the client to notify EFI of any changes to their financial situation or objectives that may impact the focus of the financial plan or their current investments with EFI. Non-Participation in Wrap Fee Programs EFI maintains a policy and practice of not using any wrap fee programs. Wrap-fee program definition: A program that bundles or wraps investment advice, custody, and execution services under one contract for a single fee. Amount of Assets under Management Current as of December 31, 2023, EFI manages a total of 942 accounts. The amount of assets under management is approximately $172,265,789. EFI manages all accounts on a discretionary basis with zero assets managed on a non-discretionary basis.

ELDERADO FINANCIAL, INC

ELDERADO FINANCIAL, INC

ELDERADO FINANCIAL

PRESTIGE FINANCIAL ADVISORS, INC.

ELDERADO FINANCIAL, INC.

Adviser Profile

Details

Adviser Type

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

Private Funds

Employees

Similar advisers

Brochure Summary

Overview

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ELDERADO FINANCIAL, INC ELDERADO FINANCIAL, INC ELDERADO FINANCIAL PRESTIGE FINANCIAL ADVISORS, INC. ELDERADO FINANCIAL, INC.

Adviser Profile

Details

Adviser Type

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

Private Funds

Employees

Similar advisers

Brochure Summary

Overview

ELDERADO FINANCIAL, INC

ELDERADO FINANCIAL, INC

ELDERADO FINANCIAL

PRESTIGE FINANCIAL ADVISORS, INC.

ELDERADO FINANCIAL, INC.