9AT: GRIFFITHS, DREHER & EVANS, P.S., CPAS

Adviser Profile

As of Date	02/05/2026
Registration	SEC, Approved, 06/02/2021
Other registrations (4)	Washington, Terminated, 07/07/2021 California, Terminated, 07/04/2021 Idaho, Terminated, 06/04/2021 Texas, Terminated, 06/04/2021
ADV Location	SPOKANE, WA, United States
Contact Info	509 xxxxxxx
Websites

AUM^*	311,409,733 62%
of that, discretionary	311,409,733 62%
Number of Employees	25 9%
of those in investment advisory functions	10 -9%
Private Fund GAV^*	0
Avg Account Size	339,967 132%
% High Net Worth	8.41% 2%
SMA’s	No
Private Funds	0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Charitable organizations

Advisory Activities

- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses
- Pension consulting services

Compensation Arrangments

- A percentage of assets under your management

Adviser	Hedge Fund	Liquidity Fund	Private Equity Fund	Real Estate Fund	Securitized Asset Fund	Venture Capital Fund	Other Fund	Total Private Fund GAV	AUM	#Funds
Adviser CARDEA CAPITAL ADVISORS, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM124.2m	#Funds-
Adviser LIGHTHOUSE RETIREMENT	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM284.6m	#Funds-
Adviser JFR FINANCIAL SERVICES, INC.	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM276.6m	#Funds-
Adviser PROSPECT FINANCIAL SERVICES LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM431.0m	#Funds-
Adviser DRAWBRIDGE CAPITAL	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM224.6m	#Funds-
Adviser CROW FINANCIAL ADVISORS	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM143.7m	#Funds-
Adviser PENSION & WEALTH MANAGEMENT ADVISORS	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM529.8m	#Funds-
Adviser NORTHSTAR FINANCIAL MANAGEMENT, INC.	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM119.4m	#Funds-
Adviser TAYLOR FINANCIAL GROUP, INC.	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM410.0m	#Funds-
Adviser STONEHEARTH CAPITAL MANAGEMENT	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM425.4m	#Funds-

Brochure Summary

Overview

About Our Firm: Griffiths Dreher & Evans, P.S., CPAs is a SEC Registered Investment Adviser and Licensed Certified Public Accounting Firm (licensed in Washington 9/01/1992). Our principal owners are Deanna M. Dreher, J. Shawn Coleman, Brett G. Smith, and Roxanne M. Griffiths. Our principals and the majority of our investment representatives are Certified Public Accountants. Our advisory focus is on business owners, retired entrepreneurs’ and high net worth individuals. These groups will benefit most from our advisory service because their planning needs and opportunities are complex and because we are both CPAs and Financial Advisors, we are able to provide coordinated management of business and personal financial affairs. Discretionary Investment Management Services: Our firm provides Discretionary Investment Management Services and will act as fee-only investment advisor for all assets under discretionary management. Griffiths, Dreher & Evans, P.S., CPAs (GDE) receives no commissions, referral fees, finder’s fees or other cash compensation or benefits. GDE works with clients to determine investment objectives and investor risk profile and design a written Investment Plan. The Investment Plan together with our Investment Policy Statement will serve as a basis for approaching investment decisions. GDE uses investment and portfolio allocation software to evaluate alternative portfolio designs and will assist the client in selecting investment

strategies that are consistent with the client's Investment Plan. GDE may evaluate the client's existing investments with respect to the client's Investment Plan and individual performance. GDE may work with a client to develop a transition plan in order to move from the client's existing allocation to the desired asset allocation. GDE will monitor the performance of the assets as well as the asset allocation strategy and will hold regular review meetings with the client and produce quarterly performance reports for the client. Discretionary Investment Management Services include the following: 1. Analysis of client financial condition 2. Investment recommendations to achieve the client's objectives 3. Implementation of investment recommendations; and 4. Monitoring of investment performance As of December 31, 2023, GDE Managed $191,967,412 of client assets. $191,967,412 are managed on a discretionary basis and 0 are managed on a non-discretionary basis. WRAP Fee Programs: GDE does not participate in wrap fee programs. GDE has full discretionary authority, and clients may not impose restrictions on investing in certain securities or types of securities. Accounting Services: Outside of our Investment Advisor Services, GDE provides CPA/accounting services, however GDE and/or individuals of the firm do not have signatory authority for client’s accounts, nor does GDE and/or individuals of the firm have custody over client’s funds.

GRIFFITHS, DREHER & EVANS, P.S., CPAS

GRIFFITHS, DREHER & EVANS, P.S., CPAS

GRIFFITHS AND COMPANY, CPA, PS CORP

GRIFFITHS, DREHER & EVANS, PS, CPAS

GRIFFITHS WEALTH MANAGEMENT, LLC

GRIFFITHS AND COMPANY, PS

Adviser Profile

Details

Adviser Type

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

Private Funds

Employees

Similar advisers

Brochure Summary

Overview

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GRIFFITHS, DREHER & EVANS, P.S., CPAS GRIFFITHS, DREHER & EVANS, P.S., CPAS GRIFFITHS AND COMPANY, CPA, PS CORP GRIFFITHS, DREHER & EVANS, PS, CPAS GRIFFITHS WEALTH MANAGEMENT, LLC GRIFFITHS AND COMPANY, PS

Adviser Profile

Details

Adviser Type

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

Private Funds

Employees

Similar advisers

Brochure Summary

Overview

GRIFFITHS, DREHER & EVANS, P.S., CPAS

GRIFFITHS, DREHER & EVANS, P.S., CPAS

GRIFFITHS AND COMPANY, CPA, PS CORP

GRIFFITHS, DREHER & EVANS, PS, CPAS

GRIFFITHS WEALTH MANAGEMENT, LLC

GRIFFITHS AND COMPANY, PS