9AT: INVESTCORP INVESTMENT SOLUTIONS LLC

Adviser Profile

As of Date	09/29/2025
Registration	SEC, Approved, 06/21/2021
ADV Location	NEW YORK, NY, United States
Contact Info	212 xxxxxxx

AUM^*	2,786,000,000 152%
of that, discretionary	2,786,000,000 683%
Number of Employees	6 50%
of those in investment advisory functions	5 67%
Private Fund GAV^*	0
Avg Account Size	2,786,000,000 683%
SMA’s	No
Private Funds	0

Adviser Type

- Large advisory firm

Client Types

- Insurance companies

Advisory Activities

- Portfolio management for businesses

Compensation Arrangments

- A percentage of assets under your management
- Performance-based fees

Adviser	Hedge Fund	Liquidity Fund	Private Equity Fund	Real Estate Fund	Securitized Asset Fund	Venture Capital Fund	Other Fund	Total Private Fund GAV	AUM	#Funds
Adviser CIM CAPITAL SA MANAGEMENT, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM134.2m	#Funds-
Adviser MUZINICH BDC ADVISER, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM220.9m	#Funds-
Adviser OBP CAPITAL	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM168.8m	#Funds-
Adviser OHA PRIVATE CREDIT ADVISORS II, L.P.	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM805.2m	#Funds-
Adviser CHICAGO ATLANTIC BDC ADVISERS, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM342.0m	#Funds-
Adviser FAIRLEAD ASSET MANAGEMENT LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM271.6m	#Funds-
Adviser TIMBER POINT CAPITAL MANAGEMENT	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM188.3m	#Funds-
Adviser FIRSTHAND CAPITAL MANAGEMENT, INC.	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM58.6m	#Funds-
Adviser ENTREPRENEURSHARES LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM50.4m	#Funds-
Adviser FALCON BRIDGE CAPITAL	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund192.7m	Venture Capital Fund-	Other Fund-	Total Private Fund GAV192.7m	AUM192.7m	#Funds2

Brochure Summary

Overview

Investcorp Investment Solutions LLC (“IIS LLC” or the “Firm”) is wholly owned by Investcorp International Holdings Inc., which is part of the Investcorp group of companies (“Investcorp Group”). The Firm is also referred to as the Investcorp Insurance Solutions Group (“IIS”). The Investcorp Group effectively operates as a management-controlled group, substantially all of whose assets and operations are owned and controlled by Investcorp S.A., a company domiciled in the Cayman Islands. Certain of the Investcorp Group’s directors and senior executive officers have the ability to indirectly control Investcorp S.A. Overview of Investcorp Investment Solutions’ Advisory Services IIS LLC offers investment management services to affiliated and non-affiliated insurance carriers (collectively “Insurance Carriers”). Currently IIS LLC’s only client is an Insurance Carrier affiliated with IIS LLC. IIS LLC has the discretionary authority to supervise and direct the investment and reinvestment with respect to the cash and other assets of the Insurance Carriers as specified in the applicable investment management agreement (such assets together with all additions, substitutions, and alterations thereto, are collectively referred to herein as the “Accounts”). As an investment adviser to Insurance Carriers, IIS LLC will typically engage in one or more of the following activities:
• Assist Insurance Carriers to develop and implement investment guidelines for Accounts;
•

Perform monitoring and oversight of the Accounts; Manage the investment and reinvestment of the funds and assets of the Accounts.; and
• Provide general investment advice to certain Insurance Carriers in the capacity of an outside investment adviser and related administrative services (the “CIO Services”). IIS LLC may retain other consultants and advisers as it deems desirable for the performance of its management responsibilities, including members of the Investcorp Group outside of IIS LLC. IIS LLC manages all Accounts in accordance with the investment guidelines as amended or supplemented from time to time by an agreement in writing of the Insurance Carriers and the Firm (“Investment Guidelines”). IIS LLC, either on its own or through a sub-adviser selected by IIS LLC (which may be an affiliate of IIS LLC), will seek to determine which investments are most suitable for the Accounts, to make investments at the time and in the amount deemed appropriate, to monitor investments on an ongoing basis and to cause the Accounts to make adjustments in their investments, or to sell or redeem such investments and to make new investments. Please see Item 8 which describes the investment decision making process in greater detail. The exact services provided are subject to negotiation with the client on a case-by-case basis. Assets Under Management IIS LLC’s regulatory assets under management (”RAUM”) was $150 million as of June 30, 2023.

INVESTCORP INVESTMENT SOLUTIONS LLC

INVESTCORP INVESTMENT SOLUTIONS LLC

Adviser Profile

Adviser Type

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

Private Funds

Employees

Similar advisers

Brochure Summary

Overview

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INVESTCORP INVESTMENT SOLUTIONS LLC INVESTCORP INVESTMENT SOLUTIONS LLC

Adviser Profile

Adviser Type

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

Private Funds

Employees

Similar advisers

Brochure Summary

Overview

INVESTCORP INVESTMENT SOLUTIONS LLC

INVESTCORP INVESTMENT SOLUTIONS LLC