Adviser Profile

As of Date 05/26/2026
Registration SEC, Approved, 09/12/2014
ADV Location ROCKY MOUNT, NC, United States
Contact Info 252 xxxxxxx
AUM* 168,840,607 118%
of that, discretionary 168,840,607 118%
Number of Employees 2
of those in investment advisory functions 2
Private Fund GAV* 0
Avg Account Size 33,768,121 -13%
SMA’s No
Private Funds 0

Adviser Type

- An investment adviser (or subadviser) to an investment company

Client Types

- Investment companies

Advisory Activities

- Portfolio management for investment companies
- Selection of other advisers

Compensation Arrangments

- A percentage of assets under your management

Reported AUM

251M 215M 179M 143M 107M 72M 36M
2015 2016 2017 2018 2019 2020 2021 2022 2023 2024 2025
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

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