Adviser Profile

As of Date 03/26/2026
Registration SEC, Approved, 08/09/2021
ADV Location CHICAGO, IL, United States
Contact Info 713 xxxxxxx
Websites
AUM* 140,000,000 9%
of that, discretionary 140,000,000 9%
Number of Employees 2 -60%
of those in investment advisory functions 2
Private Fund GAV* 0
Avg Account Size 507,246 -3%
% High Net Worth 100.00%
SMA’s No
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- High net worth individuals

Advisory Activities

- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses

Compensation Arrangments

- A percentage of assets under your management

Reported AUM

214M 183M 153M 122M 92M 61M 31M
2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

Similar advisers

Adviser Hedge Fund Liquidity Fund Private Equity Fund Real Estate Fund Securitized Asset Fund Venture Capital Fund Other Fund Total Private Fund GAV AUM #Funds
Adviser CIBC PRIVATE WEALTH ADVISORS, INC. Hedge Fund- Liquidity Fund- Private Equity Fund- Real Estate Fund- Securitized Asset Fund- Venture Capital Fund- Other Fund- Total Private Fund GAV- AUM67.8b #Funds2
Adviser SCHERER FINANCIAL ADVISORY SERVICES, LLC Hedge Fund- Liquidity Fund- Private Equity Fund- Real Estate Fund- Securitized Asset Fund- Venture Capital Fund- Other Fund- Total Private Fund GAV- AUM158.3m #Funds-
Adviser PRINCIPAL SECURITIES, INC. Hedge Fund- Liquidity Fund- Private Equity Fund- Real Estate Fund- Securitized Asset Fund- Venture Capital Fund- Other Fund- Total Private Fund GAV- AUM17.0b #Funds-
Adviser WEDBUSH SECURITIES INC. Hedge Fund- Liquidity Fund- Private Equity Fund- Real Estate Fund- Securitized Asset Fund- Venture Capital Fund- Other Fund- Total Private Fund GAV- AUM5.7b #Funds-
Adviser CUTTER & COMPANY, INC. Hedge Fund- Liquidity Fund- Private Equity Fund- Real Estate Fund- Securitized Asset Fund- Venture Capital Fund- Other Fund- Total Private Fund GAV- AUM937.0m #Funds-
Adviser MORGAN STANLEY Hedge Fund- Liquidity Fund- Private Equity Fund- Real Estate Fund- Securitized Asset Fund- Venture Capital Fund- Other Fund- Total Private Fund GAV- AUM1,961.9b #Funds-
Adviser RBC CAPITAL MARKETS, LLC Hedge Fund- Liquidity Fund- Private Equity Fund- Real Estate Fund- Securitized Asset Fund- Venture Capital Fund- Other Fund- Total Private Fund GAV- AUM310.4b #Funds-
Adviser BANCWEST INVESTMENT SERVICES, INC. (BWIS) Hedge Fund- Liquidity Fund- Private Equity Fund- Real Estate Fund- Securitized Asset Fund- Venture Capital Fund- Other Fund- Total Private Fund GAV- AUM2.0b #Funds-
Adviser STAINES FINANCIAL, LLC Hedge Fund- Liquidity Fund- Private Equity Fund- Real Estate Fund- Securitized Asset Fund- Venture Capital Fund- Other Fund168.7m Total Private Fund GAV168.7m AUM168.7m #Funds2
Adviser GENCAP PORTFOLIO MANAGEMENT Hedge Fund- Liquidity Fund- Private Equity Fund- Real Estate Fund- Securitized Asset Fund- Venture Capital Fund- Other Fund- Total Private Fund GAV- AUM420.4m #Funds-

Brochure Summary