9AT: NICHOLAS WEALTH MANAGEMENT

Adviser Profile

As of Date	04/24/2026
Registration	SEC, Approved, 08/13/2021
Other registrations (2)	Georgia, Terminated, 10/01/2021 Texas, Terminated, 09/13/2021
ADV Location	MARIETTA, GA, United States
Contact Info	404 xxxxxxx
Websites

AUM^*	739,826,707 79%
of that, discretionary	739,826,707 79%
Number of Employees	19 6%
of those in investment advisory functions	9 -10%
Private Fund GAV^*	0
Avg Account Size	328,812 -51%
% High Net Worth	4.10% -27%
SMA’s	No
Private Funds	0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Investment companies
- Pension and profit sharing plans
- Corporations or other businesses not listed above

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for investment companies
- Selection of other advisers
- Publication of periodicals or newsletters
- Educational seminars/workshops

Compensation Arrangments

- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

Adviser	Hedge Fund	Liquidity Fund	Private Equity Fund	Real Estate Fund	Securitized Asset Fund	Venture Capital Fund	Other Fund	Total Private Fund GAV	AUM	#Funds
Adviser BUCKMAN ADVISORY GROUP LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM277.3m	#Funds-
Adviser IBN ADVISORY SERVICES, INC.	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM69.8m	#Funds-
Adviser FSC WEALTH ADVISORS, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM122.3m	#Funds-
Adviser ELEVAGE PARTNERS, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM154.6m	#Funds3
Adviser CONFLUENCE INVESTMENT MANAGEMENT LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM6.7b	#Funds-
Adviser CREATIVE FINANCIAL DESIGNS, INC.	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM2.9b	#Funds-
Adviser CWP PRIVATE WEALTH MANAGEMENT	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM276.1m	#Funds-
Adviser GREEN RIDGE WEALTH PLANNING LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM389.6m	#Funds-
Adviser CAPSTONE INVESTMENT GROUP	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM176.5m	#Funds-
Adviser SIKICH FINANCIAL	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM1.2b	#Funds-

Brochure Summary

Overview

BluePath Capital, LLC d/b/a Nicholas Wealth Management (hereinafter “NWM”) offers the following services to advisory clients: A. Description of Services NWM participates in and sponsors a wrap fee program, which allows NWM to manage client accounts for a single fee that includes both portfolio management services and brokerage costs. The fee schedule is set forth below: Total Assets Under Management Annual Fees $0 - $500,000 2.00% $500,001 - $1,000,000 1.85% $1,000,001 - $2,000,000 1.50% $2,000,001 – And Up 1.00% These fees are negotiable depending upon the needs of the client and complexity of the situation and the final fee schedule is attached as Exhibit I of the client contract. NWM uses the last day of previous month for purposes of determining the market value of the assets upon which the advisory fee is based. Advisory fees are withdrawn directly from the client’s accounts with client’s written authorization or may be invoiced to the client and paid by check, and clients may select the method in which they are billed. Advisory fees are withdrawn directly from the client’s accounts with client written authorization. Fees are paid monthly in arrears. Because fees are charged in arrears, no refund policy is necessary. Clients may terminate the

contract without penalty, for full refund, within five business days of signing the contract. Thereafter, clients may terminate the contract with thirty days’ written notice. B. Contribution Cost Factors The program may cost the client more or less than purchasing such services separately. There are several factors that bear upon the relative cost of the program, including the trading activity in the client’s account, the adviser’s ability to aggregate trades, and the cost of the services if provided separately (which in turn depends on the prices and specific services offered by different providers). C. Additional Fees Clients who participate in the wrap fee program will not have to pay for transaction or trading fees. However, clients are still responsible for all other account fees, such as mutual fund fees. D. Compensation of Client Participation Neither NWM, nor any representatives of NWM receive any additional compensation beyond advisory fees for the participation of client’s in the wrap fee program. However, compensation received may be more than what would have been received if client paid separately for investment advice, brokerage, and other services. Therefore, NWM may have a financial incentive to recommend the wrap fee program to clients.

NICHOLAS WEALTH MANAGEMENT

NICHOLAS WEALTH MANAGEMENT

BLUEPATH CAPITAL MANAGEMENT, LLC

NICHOLAS WEALTH, LLC

Adviser Profile

Details

Adviser Type

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

Private Funds

Employees

Similar advisers

Brochure Summary

Overview

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NICHOLAS WEALTH MANAGEMENT NICHOLAS WEALTH MANAGEMENT BLUEPATH CAPITAL MANAGEMENT, LLC NICHOLAS WEALTH, LLC

Adviser Profile

Details

Adviser Type

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

Private Funds

Employees

Similar advisers

Brochure Summary

Overview

NICHOLAS WEALTH MANAGEMENT

NICHOLAS WEALTH MANAGEMENT

BLUEPATH CAPITAL MANAGEMENT, LLC

NICHOLAS WEALTH, LLC