9AT: CAPITAL FOUR US INC.

other names

Adviser Profile

As of Date	05/30/2024
Adviser Type - Large advisory firm - Related adviser
Number of Employees	12 20.00%
of those in investment advisory functions	8 14.29%
Registration	SEC, Approved, 08/19/2021

AUM^*	1,981,252,102 24.80%
of that, discretionary	1,981,252,102 24.80%
Private Fund GAV^*	1,262,191,268 11.83%
Avg Account Size	247,656,513 -22.00%
SMA’s	No
Private Funds	4 1
Contact Info	917 xxxxxxx
Websites

Client Types

- Pooled investment vehicles

Advisory Activities

- Portfolio management for pooled investment vehicles

Compensation Arrangments

- A percentage of assets under your management
- Performance-based fees

Fund Type	Count	GAV
Fund TypeSecuritized Asset Fund	Count4	GAV$1,262,191,268

Adviser	Hedge Fund	Liquidity Fund	Private Equity Fund	Real Estate Fund	Securitized Asset Fund	Venture Capital Fund	Other Fund	Total Private Fund GAV	AUM	#Funds
Adviser NEW MOUNTAIN CREDIT CLO ADVISERS, L.L.C.	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund1.9b	Venture Capital Fund-	Other Fund-	Total Private Fund GAV1.9b	AUM1.9b	#Funds5
Adviser BRIGHTSPIRE CAPITAL ADVISORS, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund1.2b	Venture Capital Fund-	Other Fund-	Total Private Fund GAV1.2b	AUM1.2b	#Funds2
Adviser 325 FILLMORE LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund1.4b	Venture Capital Fund-	Other Fund-	Total Private Fund GAV1.4b	AUM1.0b	#Funds4
Adviser OFS CLO MANAGEMENT, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund1.2b	Venture Capital Fund-	Other Fund-	Total Private Fund GAV1.2b	AUM1.2b	#Funds4
Adviser WARWICK CAPITAL PARTNERS (US) LP	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund122.1m	Venture Capital Fund-	Other Fund-	Total Private Fund GAV122.1m	AUM432.5m	#Funds1
Adviser AB BROADLY SYNDICATED LOAN MANAGER LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund1.7b	Venture Capital Fund-	Other Fund-	Total Private Fund GAV1.7b	AUM1.7b	#Funds4
Adviser COMMONWEALTH CREDIT ADVISORS, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund508.0m	Venture Capital Fund-	Other Fund-	Total Private Fund GAV508.0m	AUM1.3b	#Funds1
Adviser SIERRA CREST INVESTMENT MANAGEMENT LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund381.1m	Venture Capital Fund-	Other Fund-	Total Private Fund GAV381.1m	AUM994.2m	#Funds2
Adviser STONECASTLE ADVISORS, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund1.1b	Venture Capital Fund-	Other Fund-	Total Private Fund GAV1.1b	AUM1.1b	#Funds6
Adviser PPM LOAN MANAGEMENT COMPANY 2, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund2.2b	Venture Capital Fund-	Other Fund-	Total Private Fund GAV2.2b	AUM2.2b	#Funds6

Brochure Summary

Overview

Capital Four US, Inc. (“Capital Four” or the “Firm”) was formed in February 2021 and in July 2021 became a wholly owned subsidiary of Capital Four Holding A/S, a financial holding company based in the Kingdom of Denmark. The Firm’s headquarters is located in New York. The Firm will specialize in managing credit-related investments for its Clients. Capital Four provides investment management services as the investment adviser or sub-adviser to funds domiciled or located within or outside of the United States (“Funds”). Capital Four also acts as the collateral manager to a series of special purpose vehicles that issue collateralized loan obligations (i.e., “CLOs”). The Funds and CLOs are collectively referred to as “Clients” herein. Capital Four’s investment management services are provided to Clients on a discretionary basis, and tailored in accordance with each such Client’s investment strategy as set forth in the applicable private placement memorandum (or other applicable disclosure documents), partnership agreement (or similar governing document) and/or investment management agreement (each a “Governing Document,” and collectively,

the “Governing Documents”). Capital Four’s investment strategies are further described below under Item 8 - Methods of Analysis, Investment Strategies and Risk of Loss. As of December 31, 2023, Capital Four advised approximately $1.98 billion in regulatory assets under management on a discretionary basis. Capital Four also provides non-discretionary advisory services for $1.08 billion of assets managed by two affiliates, Capital Four AIFM A/S (“Capital Four AIFM”) and Capital Four Management Fondsmaeglerselskab A/S (“Capital Four MF A/S”). As set forth in such Fund’s operating and disclosure documents, shares or limited partnership interests will not be registered under the U.S. Securities Act of 1933, as amended (the “Securities Act”); nor will the Funds be registered under the Investment Company Act of 1940, as amended (the “Investment Company Act”). Accordingly, interests or shares in the Funds will be offered and sold exclusively to Investors satisfying the applicable eligibility and suitability requirements, either in private transactions within the United States or in offshore transactions.

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CAPITAL FOUR US INC.

Adviser Profile

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Overview