Adviser Profile

As of Date 03/17/2026
Registration SEC, Approved, 08/30/2021
ADV Location VALENCIA, CA, United States
Contact Info 661 xxxxxxx
Websites
AUM* 812,462,629 107%
of that, discretionary 695,432,428 78%
Number of Employees 33 120%
of those in investment advisory functions 23 77%
Private Fund GAV* 0
Avg Account Size 166,148 -30%
% High Net Worth 7.02% -37%
SMA’s No
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Investment companies
- Pooled investment vehicles
- Pension and profit sharing plans

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses
- Pension consulting services

Compensation Arrangments

- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

Reported AUM

695M 596M 497M 397M 298M 199M 99M
2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

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Top Holdings

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Stck Ticker037833100 Stock NameAPPLE INC $ Position$12,765,776 % Position5.00% $ Change30.00% # Change5.00%
Stck Ticker02079K305 Stock NameALPHABET INC $ Position$10,867,523 % Position5.00% $ Change48.00% # Change7.00%
Stck Ticker023135106 Stock NameAMAZON COM INC $ Position$9,413,961 % Position4.00% $ Change5.00% # Change5.00%
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Stck Ticker922908629 Stock NameVANGUARD INDEX FDS $ Position$10,224,979 % Position4.00% $ Change6.00% # Change1.00%

Brochure Summary