| As of Date | 03/31/2026 |
| Registration | SEC, Approved, 05/13/2008 |
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| ADV Location | KNOXVILLE, TN, United States |
| Contact Info | (86 xxxxxxx |
| Websites |
| AUM* | 577,039,484 30% |
| of that, discretionary | 565,742,997 32% |
| Number of Employees | 31 41% |
| of those in investment advisory functions | 5 |
| Private Fund GAV* | 0 |
| Avg Account Size | 275,700 17% |
| % High Net Worth | 21.31% 13% |
| SMA’s | Yes |
| Private Funds | 0 |
- Individuals (other than high net worth individuals)
- High net worth individuals
- Charitable organizations
- Corporations or other businesses not listed above
- Portfolio management for individuals and/or small businesses
- Educational seminars/workshops
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
No private funds
| Adviser | Hedge Fund | Liquidity Fund | Private Equity Fund | Real Estate Fund | Securitized Asset Fund | Venture Capital Fund | Other Fund | Total Private Fund GAV | AUM | #Funds | |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Adviser WEALTH MANAGEMENT RESOURCES, INC. | Hedge Fund- | Liquidity Fund- | Private Equity Fund- | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund- | Total Private Fund GAV- | AUM385.2m | #Funds- | |
| Adviser BALLAST ADVISORS, LLC | Hedge Fund- | Liquidity Fund- | Private Equity Fund- | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund- | Total Private Fund GAV- | AUM674.5m | #Funds- | |
| Adviser LANDMARK WEALTH MANAGEMENT GROUP | Hedge Fund- | Liquidity Fund- | Private Equity Fund- | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund- | Total Private Fund GAV- | AUM824.4m | #Funds- | |
| Adviser CAPSTONE INVESTMENT FINANCIAL GROUP, LLC | Hedge Fund3.0m | Liquidity Fund- | Private Equity Fund- | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund- | Total Private Fund GAV3.0m | AUM174.6m | #Funds1 | |
| Adviser NEMO CAPITAL | Hedge Fund- | Liquidity Fund- | Private Equity Fund- | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund- | Total Private Fund GAV- | AUM1.6m | #Funds- | |
| Adviser RADEMACHER FINANCIAL, INC. | Hedge Fund- | Liquidity Fund- | Private Equity Fund- | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund- | Total Private Fund GAV- | AUM234.3m | #Funds- | |
| Adviser FORTIS GROUP ADVISORS LLC | Hedge Fund- | Liquidity Fund- | Private Equity Fund- | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund- | Total Private Fund GAV- | AUM822.4m | #Funds- | |
| Adviser KAPSTONE FINANCIAL ADVISORS LLC | Hedge Fund- | Liquidity Fund- | Private Equity Fund- | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund- | Total Private Fund GAV- | AUM322.3m | #Funds- | |
| Adviser BLOM & HOWELL FINANCIAL PLANNING, INC. | Hedge Fund- | Liquidity Fund- | Private Equity Fund- | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund- | Total Private Fund GAV- | AUM161.5m | #Funds- | |
| Adviser SAXONY CAPITAL MANAGEMENT, LLC | Hedge Fund- | Liquidity Fund- | Private Equity Fund- | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund- | Total Private Fund GAV- | AUM367.9m | #Funds- |
| Stock Ticker | Stock Name | $ Position | % Position | $ Change | # Change |
|---|---|---|---|---|---|
| Stck Ticker26922A222 | Stock NameETF SER SOLUTIONS | $ Position$81,652,608 | % Position36.00% | $ Change-3.00% | # Change1.00% |
| Stck Ticker26922A446 | Stock NameETF SER SOLUTIONS | $ Position$32,246,852 | % Position14.00% | $ Change8.00% | # Change1.00% |
| Stck Ticker26922A388 | Stock NameETF SER SOLUTIONS | $ Position$27,510,198 | % Position12.00% | $ Change-2.00% | # Change2.00% |
| Stck Ticker46137V357 | Stock NameINVESCO EXCHANGE TRADED FD T | $ Position$26,254,002 | % Position12.00% | $ Change1.00% | # Change1.00% |
| Stck Ticker25434V203 | Stock NameDIMENSIONAL ETF TRUST | $ Position$24,464,101 | % Position11.00% | $ Change1.00% | # Change-1.00% |
| Stck Ticker78464A854 | Stock NameSPDR SERIES TRUST | $ Position$6,049,053 | % Position3.00% | $ Change-4.00% | # Change0.00% |
| Stck Ticker037833100 | Stock NameAPPLE INC | $ Position$3,935,478 | % Position2.00% | $ Change-7.00% | # Change0.00% |
| Stck Ticker594918104 | Stock NameMICROSOFT CORP | $ Position$1,178,103 | % Position1.00% | $ Change-24.00% | # Change-1.00% |
| Stck Ticker525327102 | Stock NameLEIDOS HOLDINGS INC | $ Position$1,197,516 | % Position1.00% | $ Change-14.00% | # Change0.00% |
| Stck Ticker548661107 | Stock NameLOWES COS INC | $ Position$296,023 | % Position0.00% | $ Change-2.00% | # Change0.00% |