9AT: SAGA PARTNERS LLC

Adviser Profile

As of Date	07/02/2024
Registration status	Registration Changed to SAGA PARTNERS LLC
ADV Location	INDEPENDENCE, OH, United States
Contact Info	440 xxxxxxx
Websites

AUM^*	15,205,137 56%
of that, discretionary	15,096,036 55%
Number of Employees	1
of those in investment advisory functions	1
Private Fund GAV^*	0
Avg Account Size	253,419 61%
% High Net Worth	68.33% 51%
SMA’s	No
Private Funds	0

Adviser Type

- No longer eligible

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Other investment advisers

Advisory Activities

- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses

Compensation Arrangments

- A percentage of assets under your management
- Fixed fees (other than subscription fees)

Adviser	Hedge Fund	Liquidity Fund	Private Equity Fund	Real Estate Fund	Securitized Asset Fund	Venture Capital Fund	Other Fund	Total Private Fund GAV	AUM	#Funds
Adviser BURGESS CHAMBERS & ASSOCIATES INC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM165.9m	#Funds-
Adviser BROOKMONT CAPITAL MANAGEMENT	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM910.5m	#Funds-
Adviser BROADCORE INVESTMENTS LP	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM13.0m	#Funds-
Adviser ASA MANAGED ACCOUNT MANAGERS LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund25.2m	Total Private Fund GAV25.2m	AUM1.1b	#Funds1
Adviser CLAREMONT CAPITAL MANAGEMENT, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM843.9m	#Funds-
Adviser KEELEY-TETON ADVISORS, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM12.6m	#Funds-
Adviser OAKHURST CAPITAL ADVISORS, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM5.7m	#Funds-
Adviser TRIBUTARY CAPITAL MANAGEMENT, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM1.9b	#Funds-
Adviser TERAMO ADVISORS, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM344.7m	#Funds-
Adviser SEABIRD INVESTMENT PARTNERS	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM419.1m	#Funds-

Brochure Summary

Overview

Firm Description Saga Partners is a registered investment adviser primarily based in Cleveland, Ohio. Saga Partners has been in business since May 2, 2011. Principal Owner The Principal Owner of Saga Partners is Joe Frankenfield. Types of Advisory Services Advisory Services Saga Partners ("Advisor") provides investment management services to our clients. In connection with our investment management services, the Advisor provides advice with respect to equities (common stocks and equivalents). The Advisor may also utilize, where appropriate, exchange-traded Real Estate Investment Trusts (REITs) and American Depository Receipts (ADRs). Advice is generally limited to these types of investments, but the Advisor reserves the right to advise or not advise clients on certain investments should they deem it appropriate based on their particular circumstances. Advisory services are tailored to the needs of clients based on their individual investment objectives, risk tolerance, cash or income needs, and any investment restrictions. Although the Advisor seeks to accommodate any reasonable investment restrictions or guidelines set forth in writing to us by its clients, they may decline to accommodate certain investment restrictions that are incompatible with the firms’ investment philosophy or that may have an adverse effect on the Advisors

ability to manage an account. The Advisor enters into formal written agreements with its clients setting forth the terms and conditions under which they will provide advisory services (the “Investment Advisor Agreement”). The Investment Advisor Agreement sets forth the scope of the services to be provided and the compensation we receive from the client for such services. Saga Partners will provide investment advisory services and portfolio management services and will not provide securities custodial or other administrative services. At no time will Saga Partners accept or maintain custody of a client’s funds or securities. Tailored Relationships Saga Partners will tailor its advisory services to its client’s individual needs based on meetings and conversations with the client. If clients wish to impose certain restrictions on investing in certain securities or types of securities, the Advisor will address those restrictions with the client to have a clear understanding of the client’s requirements. Wrap Fee Programs Saga Partners does not provide portfolio management services to wrap fee programs. Assets Under Management As of December 31, 2023, Saga Partners had $15,096,036 in client assets under management on a discretionary basis and had $109,101 under management on a non-discretionary basis.

SAGA PARTNERS LLC

SAGA PARTNERS LLC

FOREVER INVESTING

THRIFTY INVESTING

NOWACKI CAPITAL MANAGEMENT

NOWACKI ASSET MANAGEMENT LLC

LUCA CAPITAL ADVISORS LLC

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Adviser Profile

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Adviser Type

Client Types

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Compensation Arrangments

Reported AUM

Private Funds

Employees

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Brochure Summary

Overview

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SAGA PARTNERS LLC SAGA PARTNERS LLC FOREVER INVESTING THRIFTY INVESTING NOWACKI CAPITAL MANAGEMENT NOWACKI ASSET MANAGEMENT LLC LUCA CAPITAL ADVISORS LLC

Related Companies

Adviser Profile

Details

Adviser Type

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

Private Funds

Employees

Similar advisers

Brochure Summary

Overview

SAGA PARTNERS LLC

SAGA PARTNERS LLC

FOREVER INVESTING

THRIFTY INVESTING

NOWACKI CAPITAL MANAGEMENT

NOWACKI ASSET MANAGEMENT LLC

LUCA CAPITAL ADVISORS LLC