Adviser Profile

As of Date 04/27/2026
Registration SEC, Approved, 05/23/2001
ADV Location OMAHA, NE, United States
Contact Info 877 xxxxxxx
Websites
AUM* 1,900,964,335 -11%
of that, discretionary 1,900,964,335 -11%
Number of Employees 19 19%
of those in investment advisory functions 13 44%
Private Fund GAV* 0
Avg Account Size 2,263,053 -14%
% High Net Worth 83.39% 3%
SMA’s Yes
Private Funds 0

Adviser Type

- Large advisory firm
- An investment adviser (or subadviser) to an investment company

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Banking or thrift institutions
- Investment companies
- Pension and profit sharing plans
- Charitable organizations
- Other investment advisers
- Corporations or other businesses not listed above

Advisory Activities

- Portfolio management for individuals and/or small businesses
- Portfolio management for investment companies
- Portfolio management for businesses

Compensation Arrangments

- A percentage of assets under your management

Reported AUM

2B 2B 2B 1B 1B 699M 350M
2015 2016 2017 2018 2019 2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

Form ADV-E Surprise Examination Reports

Accounting Firm Name Filing Date Form ADV-E
Accounting Firm Name COHEN & COMPANY Filing Date12/29/2025 Form ADV-E View Report
Accounting Firm Name COHEN & COMPANY Filing Date07/10/2025 Form ADV-E View Report
Accounting Firm Name COHEN & COMPANY Filing Date03/20/2025 Form ADV-E View Report
Accounting Firm Name COHEN & COMPANY Filing Date01/25/2024 Form ADV-E View Report

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Top Holdings

Stock Ticker Stock Name $ Position % Position $ Change # Change
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Stck Ticker29355X107 Stock NameENPRO INC $ Position$31,272,860 % Position3.00% $ Change14.00% # Change-3.00%
Stck Ticker60786M105 Stock NameMOELIS & CO $ Position$27,143,136 % Position3.00% $ Change7.00% # Change29.00%
Stck Ticker925550105 Stock NameVIAVI SOLUTIONS INC $ Position$27,324,211 % Position3.00% $ Change49.00% # Change-20.00%
Stck Ticker867892101 Stock NameSUNSTONE HOTEL INVS INC NEW CO $ Position$15,941,618 % Position2.00% $ Change16.00% # Change15.00%
Stck Ticker811707801 Stock NameSEACOAST BKG CORP FLA $ Position$24,639,072 % Position2.00% $ Change8.00% # Change12.00%
Stck Ticker816300107 Stock NameSELECTIVE INS GROUP INC $ Position$18,893,270 % Position2.00% $ Change-12.00% # Change-2.00%
Stck Ticker860372101 Stock NameSTEWART INFORMATION SERVICES C $ Position$15,822,252 % Position2.00% $ Change-15.00% # Change-3.00%
Stck Ticker665531307 Stock NameNORTHERN OIL & GAS INC COMMON $ Position$24,272,811 % Position2.00% $ Change35.00% # Change-1.00%
Stck Ticker739276103 Stock NamePOWER INTEGRATIONS INC $ Position$16,662,144 % Position2.00% $ Change55.00% # Change7.00%

Brochure Summary