9AT: ALTMORE CAPITAL INVESTMENT MANAGEMENT, LLC

other names

ALTMORE CAPITAL INVESTMENT MANAGEMENT, LLC

Adviser Profile

As of Date	04/30/2025
Registration	SEC, Approved, 11/08/2021
Other registrations (1)	Virginia, ERA - Withdrawn, 10/08/2021
ADV Location	ARLINGTON, VA, United States
Contact Info	571 xxxxxxx
Websites

AUM^*	189,598,841 -1%
of that, discretionary	189,598,841 -1%
Private Fund GAV^*	189,598,841
Avg Account Size	18,959,884 -1%
SMA’s	No
Private Funds	10

Adviser Type

- Large advisory firm

Number of Employees 11

of those in investment advisory functions 8 14%

Client Types

- Pooled investment vehicles

Advisory Activities

- Portfolio management for pooled investment vehicles

Compensation Arrangments

- A percentage of assets under your management
- Performance-based fees

SEC Fund Type	Count	GAV
Fund TypePrivate Equity Fund	Count10	GAV$189,598,841

Adviser	Hedge Fund	Liquidity Fund	Private Equity Fund	Real Estate Fund	Securitized Asset Fund	Venture Capital Fund	Other Fund	Total Private Fund GAV	AUM	#Funds
Adviser OUTFITTER ENERGY MANAGEMENT, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund197.3m	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV197.3m	AUM197.3m	#Funds1
Adviser JTS FUND ADVISORS, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund181.1m	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV181.1m	AUM181.1m	#Funds18
Adviser PIPER HEARTLAND HEALTHCARE CAPITAL, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund221.4m	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV221.4m	AUM221.4m	#Funds1
Adviser MSP SPORTS CAPITAL	Hedge Fund-	Liquidity Fund-	Private Equity Fund513.5m	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV513.5m	AUM565.6m	#Funds2
Adviser BROADLIGHT CAPITAL MANAGEMENT, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund168.4m	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund49.3m	Total Private Fund GAV217.8m	AUM217.8m	#Funds6
Adviser ANCOR CAPITAL PARTNERS	Hedge Fund-	Liquidity Fund-	Private Equity Fund328.0m	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV328.0m	AUM328.0m	#Funds11
Adviser NINTH ETERNITY ASSET MANAGEMENT LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund210.4m	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV210.4m	AUM219.3m	#Funds2
Adviser LIONTREE PARTNERS LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund134.1m	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV134.1m	AUM134.1m	#Funds11
Adviser LUMOS CAPITAL GROUP LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund286.3m	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV286.3m	AUM286.3m	#Funds7
Adviser INNOVAHEALTH PARTNERS	Hedge Fund-	Liquidity Fund-	Private Equity Fund236.6m	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV236.6m	AUM269.0m	#Funds17

Brochure Summary

Overview

Altmore Capital Investment Management, LLC (“ACIM”) began operations in Virginia in August 2018. The key principals and members of senior management of ACIM are Steven Ham and Hyung-Jin Patrick Kim (the “Principals”). ACIM’s advisory services consist of managing a number of private funds that primarily make secured debt investments in U.S. cannabis operators. ACIM is solely responsible for researching, selecting, disposing and monitoring investments made by its clients, and making decisions on when and how much to invest with or withdraw from a particular investment. The Principals will be primarily responsible for the investment selection and positioning of ACIM’s clients. Since ACIM began operations in 2018, it has led over $300 million of financings for multiple U.S. cannabis operators. We believe ACIM to be one of the first institutional providers of senior secured term loans to U.S. cannabis operators, pioneering the development of secured lending in the industry, and to be one of the few that has experience leading a successful restructuring of a major cannabis operator. Over the past several years, ACIM has spent substantial time, money and resources to develop a cannabis industry- specific due diligence process and legal structures, in order to lend money on a secured basis to borrowers that

operate in California, Colorado, the District of Columbia, Illinois, Maryland, Massachusetts, Michigan, Missouri, Montana, New Jersey, Nevada, Oregon, Ohio, Pennsylvania, Utah, Washington and West Virginia. The Principals have made a number of minority stake co-investments in some of the private funds ACIM manages in order to align the Principals’ interests with other investors in such funds. Because the Principals have not co-invested in all of the private funds, there is an incentive for ACIM to favor the funds in which its Principals invest. However, ACIM seeks to mitigate this potential conflict by treating all clients equally and dedicating equal resources and time to each client. Moreover, ACIM believes any potential conflicts that could arise out of investment allocation decisions are eliminated by the fact that each private fund in which Principals have made co-investments is a special purpose vehicle designed to invest in only one portfolio company for the duration of its existence and not make additional investments. ACIM tailors its advisory services to its clients’ investment objectives. Each client has an investment strategy that ACIM must follow. As of 12/31/2023, ACIM manages $192,187,536, all on a discretionary basis. We do not participate in any wrap fee programs.

ALTMORE CAPITAL INVESTMENT MANAGEMENT, LLC

Adviser Profile

Details

Adviser Type

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

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Private Funds Structure

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Brochure Summary

Overview