9AT: HERITAGE WEALTH PARTNERS, LLC

Adviser Profile

As of Date	07/12/2025
Registration status	Terminated
ADV Location	DUBLIN, OH, United States
Contact Info	614 xxxxxxx
Websites

AUM^*	176,277,415 24%
of that, discretionary	176,277,415 24%
Number of Employees	13 8%
of those in investment advisory functions	4 -20%
Private Fund GAV^*	0
Avg Account Size	128,482 -16%
% High Net Worth	4.98% -38%
SMA’s	No
Private Funds	0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Charitable organizations

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses

Compensation Arrangments

- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

Adviser	Hedge Fund	Liquidity Fund	Private Equity Fund	Real Estate Fund	Securitized Asset Fund	Venture Capital Fund	Other Fund	Total Private Fund GAV	AUM	#Funds
Adviser PARADIGM WEALTH ADVISORY LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM201.2m	#Funds-
Adviser INTREPID FINANCIAL PLANNING GROUP, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM390.4m	#Funds-
Adviser SPECTRUM FINANCIAL ALLIANCE, LTD., L.L.C.	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM800.5m	#Funds-
Adviser LINDA A. BARLOW, CFP	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM239.6m	#Funds-
Adviser RIA WEALTH ADVISORS, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM126.5m	#Funds-
Adviser AQUILANT ADVISORS	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM278.8m	#Funds-
Adviser SCULATI WEALTH MANAGEMENT, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM381.5m	#Funds-
Adviser RESEARCH FINANCIAL STRATEGIES	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM251.6m	#Funds-
Adviser ENTRUST FINANCIAL LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM350.9m	#Funds-
Adviser RETIREMENT INVESTMENT ADVISORS INC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM1.5b	#Funds-

Brochure Summary

Overview

Heritage Wealth Partners, LLC (hereinafter called “HWP” is a Registered Investment Adviser based in Dublin, Ohio, and incorporated under the laws of the State of Ohio. HWP is solely owned by Matthew Keyes. HWP is registered with the U.S. Securities and Exchange Commission (“SEC”) and subject to the rules and regulations of the US Advisers Act. Founded in July 2007 while associated with a former broker dealer and investment adviser, HWP was licensed as a registered investment advisor November 2017, and provides investment advisory services, which may include, but are not limited to, the review of client investment objectives and goals, recommending asset allocation strategies of managed assets among investment products such as cash, stocks, mutual funds and bonds, annuities, and/or preparing written investment strategies. Our investment advice is tailored to meet our clients’ needs and investment objectives. Clients may impose restrictions on investing in certain securities or types of securities (such as a product type, specific companies, specific sectors, etc.) by providing a signed and dated written notification, of which an e-mail is also an acceptable form of notification. HWP also provides financial planning consulting services including, but not limited to, risk assessment/management, investment planning, estate planning, financial organization, or financial decision making/negotiation. HWP provides

investment advisory and other financial services through its Investment Advisory Representatives ("IAR") to accounts opened with HWP. Managed Accounts are available to individuals. HWP provides discretionary and non-discretionary investment advisory services to some of its clients through various managed account programs. HWP will assist clients in determining the suitability of the Managed Account Programs for the client. The IAR is compensated through a comprehensive single fee and the account may be assessed other charges associated with conducting a brokerage business. HWP and its IAR, as appropriate, will be responsible for the following:
• Performing due diligence
• Recommending strategic asset and style allocations
• Providing research on investment product options, as needed
• Providing client risk profile questionnaire
• Obtaining investment advisory contract from client with required financial, risk tolerance, suitability and investment vehicle selection information for each new account
• Performing client suitability check on account documentation, review the investment objectives and evaluate the investment vehicle selections
• Providing Firm Brochure (this document) The firm has the following assets under management as of February 6, 2024: $142,059,813 in discretionary client assets and $468,000 in non-discretionary client assets. Form ADV, Part 2A, Item 5

HERITAGE WEALTH PARTNERS, LLC

HERITAGE WEALTH PARTNERS, LLC

Adviser Profile

Details

Adviser Type

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

Private Funds

Employees

Similar advisers

Brochure Summary

Overview

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HERITAGE WEALTH PARTNERS, LLC HERITAGE WEALTH PARTNERS, LLC

Adviser Profile

Details

Adviser Type

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

Private Funds

Employees

Similar advisers

Brochure Summary

Overview

HERITAGE WEALTH PARTNERS, LLC

HERITAGE WEALTH PARTNERS, LLC