9AT: ASTEROZOA MANAGEMENT

other names

Adviser Profile

As of Date	09/11/2024
Adviser Type - Large advisory firm - An investment adviser (or subadviser) to an investment company
Number of Employees	4 33.33%
of those in investment advisory functions	3 50.00%
Registration	SEC, Approved, 11/19/2021

AUM^*	106,047,795 -78.04%
of that, discretionary	106,047,795 -78.04%
Private Fund GAV^*	29,932,987
Avg Account Size	26,511,949 -83.53%
SMA’s	No
Private Funds	3 1
Contact Info	858 xxxxxxx
Websites

Client Types

- Investment companies
- Pooled investment vehicles

Advisory Activities

- Portfolio management for investment companies
- Portfolio management for pooled investment vehicles

Compensation Arrangments

- A percentage of assets under your management
- Performance-based fees

Fund Type	Count	GAV
Fund TypeHedge Fund	Count3	GAV$29,932,987

Adviser	Hedge Fund	Liquidity Fund	Private Equity Fund	Real Estate Fund	Securitized Asset Fund	Venture Capital Fund	Other Fund	Total Private Fund GAV	AUM	#Funds
Adviser 801 WEST CAPITAL MANAGEMENT, LLC	Hedge Fund416.1m	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV416.1m	AUM465.3m	#Funds4
Adviser 12TH STREET ASSET MANAGEMENT	Hedge Fund53.4m	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV53.4m	AUM545.8m	#Funds1
Adviser AXON CAPITAL LP	Hedge Fund504.2m	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV504.2m	AUM504.2m	#Funds2
Adviser PRAXIS ALPHA PARTNERS LLP	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM526.1m	#Funds-
Adviser CELLO CAPITAL MANAGEMENT, LP	Hedge Fund866.5m	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV866.5m	AUM866.5m	#Funds2
Adviser TB ALTERNATIVE ASSETS LTD.	Hedge Fund171.8m	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV171.8m	AUM445.6m	#Funds1
Adviser SNOWCAT CAPITAL MANAGEMENT LP	Hedge Fund439.0m	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV439.0m	AUM500.6m	#Funds1
Adviser AKARIS GLOBAL PARTNERS, LP	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM478.9m	#Funds-
Adviser CHALKSTREAM CAPITAL GROUP, L.P.	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund307.2m	Total Private Fund GAV307.2m	AUM355.2m	#Funds2
Adviser SUMMIT STREET CAPITAL MANAGEMENT, LLC	Hedge Fund225.5m	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV225.5m	AUM586.6m	#Funds1

Brochure Summary

Overview

Asterozoa Management, LLC (“Asterozoa”, the “Adviser”, or the “Firm”) has been in business as a registered investment adviser since 2021. Joseph Hegener is the Firm’s only principal owner. Asterozoa is the adviser to pooled investment vehicles and the sub-adviser to a registered investment company. Pooled Investment Vehicles Asterozoa acts as the investment manager for several pooled investment vehicles: Asterozoa Ventures, LP, AV Institutional Fund, LP, and Asterozoa Special Fund I (the “Funds”), all of which are private funds. Asterozoa also provides discretionary sub-advisory services to the Simplify Opportunistic Income ETF (the “ETF”), which is advised by Simplify Asset Management Inc. (“Simplify”). The ETF is an investment company registered

under the Investment Company Act of 1940.The assets in the pooled vehicles are managed in accordance with their offering documents. Asterozoa has discretion with respect to the decisions it makes for the Funds and the ETF, and also with respect to the selection of brokers, dealers, and other counterparties for such transactions and the amount of commissions or other compensation to be paid by the Funds and the ETF. The Adviser provides investment advisory services to the Funds and the ETF based on the investment objectives and strategies described in the Funds’ Offering Documents and the ETF’s prospectus. Assets under Management As of February 27, 2024, Asterozoa has $106,047,795 of assets under management, all of which is managed on a discretionary basis.

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ASTEROZOA MANAGEMENT

Adviser Profile

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Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

Private Funds

Employees

Private Funds Structure

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Brochure Summary

Overview