9AT: STEVEN G. BLUM AND ASSOCIATES, LLC

Adviser Profile

As of Date	03/06/2026
Registration	SEC, Approved, 12/13/2021
Other registrations (1)	Pennsylvania, Terminated, 12/22/2021
ADV Location	SWARTHMORE, PA, United States
Contact Info	610 xxxxxxx
Websites

AUM^*	180,237,422 31%
of that, discretionary	74,257,190 -18%
Number of Employees	3
of those in investment advisory functions	2
Private Fund GAV^*	0
Avg Account Size	449,470 6%
% High Net Worth	72.86% -4%
SMA’s	No
Private Funds	0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses

Compensation Arrangments

- A percentage of assets under your management
- Fixed fees (other than subscription fees)

Adviser	Hedge Fund	Liquidity Fund	Private Equity Fund	Real Estate Fund	Securitized Asset Fund	Venture Capital Fund	Other Fund	Total Private Fund GAV	AUM	#Funds
Adviser HAYMARKET WEALTH MANAGEMENT LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM526.4m	#Funds-
Adviser A.G. CAMPBELL ADVISORY, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM403.9m	#Funds-
Adviser CIRCLE WEALTH MANAGEMENT, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM14.1b	#Funds-
Adviser COLMAN KNIGHT ADVISORY GROUP, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM187.7m	#Funds-
Adviser INTEGRATED WEALTHCARE, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM218.2m	#Funds-
Adviser ARNOLD WEITZ & CO	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM438.1m	#Funds-
Adviser COLTER LEWIS INVESTMENT PARTNERS, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM3.4b	#Funds-
Adviser ARCHPOINT INVESTORS	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund38.1m	Total Private Fund GAV38.1m	AUM4.1b	#Funds2
Adviser BREEDS HILL CAPITAL LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM2.2b	#Funds-
Adviser SILVER ADVISORS, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM71.9m	#Funds-

Brochure Summary

Overview

Steven G. Blum and Associates, LLC (“Advisor") was created as a registered investment advisor in 2004. The Advisor offers a wide range of investment consulting services. The Members of Steven G. Blum and Associates, LLC are Steven G. Blum, Esq. EdM, JD, LLM (in taxation) and Mary Bonfini, CPA, MBA. Steven G. Blum, Esq. EdM, JD, LLM (in taxation) provides financial planning, tax planning and other consulting services. He holds a J.D. from Northeastern University School of Law, an L.L.M. in Taxation from New York University School of Law and an Ed.M. from Harvard University. Mr. Blum is a member of the Pennsylvania, New Hampshire and District of Columbia bars. He has been advising clients on financial matters for more than thirty years. He has been a member of the affiliated faculty at the Wharton School of Business at the University of Pennsylvania since 1994. It is important for the client to know that while Mr. Blum maintains a separate and active law practice, retention of the Advisor does not engage Mr. Blum as an attorney or lawyer. Mary Bonfini, CPA, MBA provides investment, financial planning, tax planning and other consulting services. She holds an M.B.A. from Villanova University and is a Certified Public Accountant (“CPA”) in the State of Pennsylvania. Ms. Bonfini previously worked in the financial services industry working on complex financial transactions and asset securitizations. She also has in‐depth experience with financial reporting and analysis. She spent several years as a Senior

Auditor with a large public accounting firm and also worked in the controller’s group of a financial services company. Ms. Bonfini has over thirty years of experience working in the fields of finance and accounting. It is important for the client to know that while Ms. Bonfini is licensed as a CPA, retention of the Advisor does not engage Ms. Bonfini as a CPA, and no CPA‐client relationship is established. The following services are offered to all clients and included under one fee: Inventory and analysis of client’s current assets, tax planning, liabilities and investments; Identification of asset class under‐exposure and over‐exposure; Discussion of appropriate asset allocations; Estate planning and intergenerational wealth transfer; Educational and college funding strategies; Investment planning; Debt management; Retirement planning; Management of assets during retirement; and Gifting and Charitable Donations The Advisor helps clients determine their capacity for risk and then works with the client to select an asset allocation that reflects the unique risk capacity of the client. Investments are chosen to produce the appropriate combination of potential return, diversification, risk reduction, low costs and tax efficiency. As of December 31, 2023, the Advisor had a total of $137,400,687 of assets under management with $46,324,781 on a discretionary basis and $91,075,906 on a non‐discretionary basis. The Advisor does not participate in any wrap fee programs.

STEVEN G. BLUM AND ASSOCIATES, LLC

STEVEN G. BLUM AND ASSOCIATES, LLC

Adviser Profile

Details

Adviser Type

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

Private Funds

Employees

Similar advisers

Brochure Summary

Overview

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STEVEN G. BLUM AND ASSOCIATES, LLC STEVEN G. BLUM AND ASSOCIATES, LLC

Adviser Profile

Details

Adviser Type

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

Private Funds

Employees

Similar advisers

Brochure Summary

Overview

STEVEN G. BLUM AND ASSOCIATES, LLC

STEVEN G. BLUM AND ASSOCIATES, LLC