The firm was established in December of 2014 as an LLC to offer securities and advisory services through LPL Financial, a member Financial Regulatory Authority ("FINRA") and the Securities Investors Protection Corporation (“SIPC”) as well as an SEC registered investment adviser. The firm continues to offer securities through LPL Financial and was registered as an independent state level investment adviser in March of 2015. The President for Red Mountain Financial Partners is Michael Warren, CMT. He has over 20 years of experience in the financial services industry and holds the Chartered Market Technician (CMT) professional designation. The Chartered Market Technician (CMT) Program requires candidates to demonstrate proficiency in a broad range of topics in the field of Technical Analysis. Mr. Warren also received his Bachelor of Science in Finance from the University of Montana. Cara Flynt is Chief compliance Officer. Red Mountain Financial Partners provides fee based investment advisory services for compensation primarily to high-net worth individuals as well as individuals and corporations. Portfolio management services include, but are not limited to, the following:
• Investment Strategy • Personal investment policy
• Asset Allocation • Asset Selection
• Risk Tolerance • Regular Portfolio Monitoring Investment adviser representatives (IAR) are restricted to providing services and charging fees in accordance with the descriptions detailed in this document and the account agreement. However, the exact service and fees charged to a particular client are dependent upon the IAR that is working with the client. Investment adviser representatives are instructed to consider the individual needs of each client when recommending an advisory platform. Investment strategies and recommendations are tailored to the individual needs of each client. Any and all material conflicts of interest are disclosed herein. The investment adviser representatives associated with Red Mountain Financial Partners are appropriately licensed, and authorized to provide advisory services on behalf of Red Mountain Financial Partners. Investment Adviser Representatives associated with Red Mountain Financial Partners are also registered representatives of LPL Financial. Any securities transactions shall be directed to LPL Financial for execution. Red Mountain Financial Partners and LPL Financial are not affiliated legal entities. The individuals that are licensed as registered representatives of LPL Financial are subject to regulations that restrict them from conducting securities transactions away from LPL Financial without written authorization from LPL Financial. Clients should, therefore, be aware that for accounts where LPL Financial serves as the custodian, Red Mountain Financial Partners is limited to offering services and investment vehicles that are approved by LPL Financial, and may be prohibited from offering services and investment vehicles that may be available through other broker/dealers and custodians. ADV 2A – Firm Brochure Page 5 Any and all material conflicts of interest are disclosed herein. Asset Management Red Mountain Financial Partners, through its investment advisor representatives, provides ongoing investment advice and management on assets in the client’s custodial accounts. Advice may be discretionary or non-discretionary as indicated in the client account agreement. More specific account information and acknowledgements are further detailed on the account application. The advice is tailored to the individual needs of the client based on the investment objective chosen by the client in order to help assist clients in attempting to meet their financial goals. Accounts are reviewed on a regular basis and rebalanced as necessary according to each client’s investment profile. Financial Planning Services As part of our financial planning services, Red Mountain Financial Partners, through its investment advisor representatives, may provide personal financial planning tailored to the individual needs of the client. A particular client’s financial plan will include the relevant types of planning specific to their needs and objectives such as:
• Retirement – planning an investment strategy with the objective of providing inflation- adjusted income for life.
• College / Education – planning to pay the future college / education expenses of a child or grandchild.
• Major Purchase – Evaluation of the pros and cons of home ownership verse renting as well as buying or leasing a car, for example.
• Divorce – planning for the financial impact of divorce such as change in income, retirement benefits and tax considerations.
• Insurance Needs – planning for the financial needs of survivors to satisfy such financial obligations as housing,

dependent child care and spousal arrangements as well as education.
• Final Expenses – planning to leave assets to cover final expenses such as funeral, debts and potential business continuity.
• Estate Planning – planning that focuses on the most efficient and tax friendly option to pass on an estate to a spouse, other family members or a charity.
• Cash Flow/ Budget Planning – planning to manage expenses against current and projected income. ADV 2A – Firm Brochure Page 6
• Wealth Accumulation – planning to build wealth within a portfolio that takes into consideration risk tolerance and time horizon.
• Business Succession – planning for the continuation of a business in a smooth a transition as possible with the use of buy-sell agreements, key-man insurance and engaging independent legal counsel as needed.
• Investment Planning – planning an investment strategy consistent with a particular objectives, time horizons and risk tolerances. The services take into account information collected from the client such as financial status, investment objectives and tax status, among other data. Fees for such services are negotiable and detailed in the client agreement. The financial plan may include generic recommendations as of general types of investment products or specific securities which are appropriate for the Client to purchase given his/her financial situation and objectives. The Client retains the right to execute securities transactions through the broker/dealer of their choice. However, if the Client desires to purchase securities or advisory services in order to implement his/her financial plan, Red Mountain Financial Partners makes a variety of products and services available in their respective capacity:
• Financial Planning services are provided as an investment adviser representative of Red Mountain Financial Partners for an agreed upon dollar amount.
• Asset Management services are provided as an investment adviser representative of Red Mountain Financial Partners for a fee based on a percentage of assets under management.
• Securities transactions are provided as a registered representative of LPL Financial for a commission. A conflict exists between the interests of the investment adviser representatives and the interests of the client. For example, IARs have a financial incentive to recommend that a financial plan be implemented using a certain product or service over another product or service based on the different compensation structures; however, investment adviser representatives have a fiduciary duty to act in the best interests of a client. Depending on the type of account that is used to implement a financial plan, such additional fees may apply:
• transaction charges; confirmation charges; small account fees;
• mutual fund 12b-1 fees payable to LPL Financial;
• retirement plan fees; fees in connection with an insured deposit account program; The IAR may receive additional cash or non-cash compensation from advisory product sponsors. Such compensation may not be tied to the sales of any products. Compensation may include such items as gifts valued at less than $100 annually, an occasional dinner or ticket to a sporting event, or reimbursement in connection with educational meetings or marketing or advertising initiatives. This additional compensation is a conflict of interest if it is tied to the ADV 2A – Firm Brochure Page 7 sales of particular products; however, investment adviser representatives have a fiduciary duty to act in the best interests of their clients. As of December 31, 2023, the total assets under management = $169,259,480 managed on a discretionary basis, and $0 managed on a non-discretionary basis. Hourly Consulting Services Consulting services are similar to financial planning and available to all clients but tend to be more specific to a particular area of interest, less comprehensive and on a straight hourly basis verses a flat fee based on an anticipated number of hours. Red Mountain Financial Partners, through its investment advisor representatives, offers consulting services including, as selected by the client in the consulting agreement, advice regarding investment planning, retirement planning, estate planning, cash flow/budget planning, business planning, education planning, and personal financial planning. The services take into account information collected from the client such as financial status, investment objectives and tax status, among other data. The investment advisor representatives may or may not deliver to the client a written analysis or report as part of the services. The investment advisor representatives tailor the hourly consulting services to the individual needs of the client based on the investment objective chosen by the client. The engagement terminates upon final consultation with the client. Fees for such services are negotiable and detailed in the client agreement.