9AT: EXCOMP ASSET MANAGEMENT LTD

Adviser Profile

As of Date	04/14/2026
Registration	SEC, Approved, 01/12/1993
ADV Location	MELVILLE, NY, United States
Contact Info	(63 xxxxxxx
Websites

AUM^*	140,218,941 2%
of that, discretionary	140,218,941 2%
Number of Employees	5
of those in investment advisory functions	2
Private Fund GAV^*	0
Avg Account Size	960,404 151%
% High Net Worth	24.66% 34%
SMA’s	Yes
Private Funds	0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Pension and profit sharing plans

Advisory Activities

- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses

Compensation Arrangments

- A percentage of assets under your management
- Fixed fees (other than subscription fees)

Adviser	Hedge Fund	Liquidity Fund	Private Equity Fund	Real Estate Fund	Securitized Asset Fund	Venture Capital Fund	Other Fund	Total Private Fund GAV	AUM	#Funds
Adviser FARTHER	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM16.0b	#Funds4
Adviser HFM INVESTMENT ADVISORS, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM404.1m	#Funds-
Adviser MCELHENNY SHEFFIELD CAPITAL MANAGEMENT, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM663.2m	#Funds-
Adviser RED MOUNTAIN FINANCIAL PARTNERS	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM225.6m	#Funds-
Adviser CAPITAL INVESTMENT ADVISORS	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM302.3m	#Funds-
Adviser KINGSVIEW WEALTH MANAGEMENT, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM9.0b	#Funds-
Adviser HEIRLOOM WEALTH MANAGEMENT LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM1.1b	#Funds-
Adviser DARDEN WEALTH GROUP	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM379.6m	#Funds-
Adviser STEWARDSHIP ADVISORS, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM545.2m	#Funds-
Adviser EQUILIBRIA WEALTH MANAGEMENT, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM130.4m	#Funds-

Brochure Summary

Overview

EAM was founded in 1993 and is principally owned by Timothy Dennis Atkinson. Excomp Asset Management, LTD (“EAM” or “Advisor” or “We” or “Our”) provides Investment Advisory Services to individuals (other than high net worth individuals), high net worth individuals. pension and profit-sharing plans, trust estates, charitable organizations, and corporations. EAM manages advisory accounts on a discretionary basis. We invest client accounts, primarily in mutual fund shares. Account supervision is guided by the stated objective of the client (i.e., maximum capital appreciation, growth, income, or growth and income). In certain instances, where deemed appropriate by EAM, we may invest in exchange traded funds (“ETFs”) for certain clientaccounts. EAM may purchase or sell an individual security when requested by a client. Such transactions are not part of EAM’s discretionary authority and clients will not be charged an advisory fee for these securities. EAM will not render an opinion regarding such buys or sells, they are provided as a matter of convenience only. Generally, most requests will be to liquidate securities held by the client, with the sale proceeds being “managed” as part of the portfolio. When we provide investment advice

to you regarding your retirement plan account or individual retirement account, we are fiduciaries within the meaning of Title I of the Employee Retirement Income Security Act and/or the Internal Revenue Code, as applicable, which are laws governing retirement accounts. The way we make money creates some conflicts with your interests, so we operate under a special rule that requires us to act in your best interest and not put our interests ahead of yours. Under this special rule's provisions, we must:
• Meet a professional standard of care when making investment recommendations;
• Never put our financial interests ahead of yours when making recommendations;
• Avoid misleading statements about conflicts of interest, fees, and investments;
• Follow policies and procedures designed to ensure that we give advice that is in your best interest;
• Charge no more than is reasonable for our services; and
• Give you basic information about conflicts of interest. For more information about our conflicts of interest, please review items 5, 10, 11 and 14 or reach out to us using the contact information on the cover page of this brochure. As of March 31,2024, EAM managed approximate $137,121,477.00 on a discretionary basis.

EXCOMP ASSET MANAGEMENT LTD

EXCOMP ASSET MANAGEMENT LTD

ESCOMP ASSET MANAGEMENT LTD

Adviser Profile

Details

Adviser Type

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

Private Funds

Employees

Similar advisers

Brochure Summary

Overview

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EXCOMP ASSET MANAGEMENT LTD EXCOMP ASSET MANAGEMENT LTD ESCOMP ASSET MANAGEMENT LTD

Adviser Profile

Details

Adviser Type

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

Private Funds

Employees

Similar advisers

Brochure Summary

Overview

EXCOMP ASSET MANAGEMENT LTD

EXCOMP ASSET MANAGEMENT LTD

ESCOMP ASSET MANAGEMENT LTD