9AT: GIBBS WEALTH MANAGEMENT, LLC

Adviser	Hedge Fund	Liquidity Fund	Private Equity Fund	Real Estate Fund	Securitized Asset Fund	Venture Capital Fund	Other Fund	Total Private Fund GAV	AUM	#Funds
Adviser ZEGA FINANCIAL, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM4.5b	#Funds-
Adviser WJ WEALTH MANAGEMENT	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM261.5m	#Funds-
Adviser CAPITAL MANAGEMENT SERVICES, INC.	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM145.2m	#Funds-
Adviser TRUTORO	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM142.0m	#Funds-
Adviser SOUND FINANCIAL STRATEGIES GROUP, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM217.7m	#Funds-
Adviser SIMPLICITY WEALTH	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM4.3b	#Funds-
Adviser ALTIUS FINANCIAL, INC.	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM212.2m	#Funds-
Adviser STRAUSS FINANCIAL GROUP	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM276.0m	#Funds-
Adviser FREEDOM INVESTMENT MANAGEMENT, INC.	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM568.7m	#Funds-
Adviser NEW CENTURY FINANCIAL GROUP, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM192.9m	#Funds-

Brochure Summary

Overview

Firm Description Gibbs Wealth Management, LLC, (“Advisor,” “Firm,” or “Adviser”) was founded on September 14, 2015 and became a Registered Investment Advisor in November of 2015. The firm was established prior to the registration approval in preparation of the formal application with the State of Georgia. No advisory services were performed during that period. Edward Byron Gibbs is 100% owner. Peter Van De Beek is the Chief Compliance Officer for the Advisor. Under CCR Section 260.238(k), Advisor, its representatives or any of its employees will disclose to Clients all material conflicts of interest. (The citing of this regulation code is required by the State of California and may not apply in other jurisdictions where the firm conducts business.) Types of Advisory Services SUB-ADVISORY/CONSULTANT ARRAGEMENTS The Advisor can enter into consultant or sub-advisory relationships in which it contracts with another third-party registered investment advisor or strategist to provide research, advice, and guidance or investment management services in regard to assets it is managing for clients. Such arrangements might range from the other party providing research ideas that the Advisor may or may not implement, to a sub-advisor having full discretion over the Advisor’s client’s assets. ASSET MANAGEMENT Advisor offers only discretionary management services through the Advisor-Directed Model Management program sponsored by Orion Portfolio Solutions (“OPS”) and the discretionary management services of TownSquare Capital (“TS”). Additional information about OPS (CRD #125446) and TS (CRD #288576) is available on the SEC’s website at www.adviserinfo.sec.gov. OPS and TS are SEC registered Investment Advisors. Advisor will build and manage the investment portfolios and allocate Client accounts to such managed portfolios based on the Client’s investment needs and investment objectives. Advisor, as well as OPS and TS, will have discretionary authority over securities in the portfolios allocated to the Client account that are available for investment in the program. Discretionary authorization will allow OPS and TS to determine the specific securities, and the amount of securities, to be purchased or sold for a client’s account without obtaining clients’ approval prior to each transaction. OPS and TS will also have discretion over the broker or dealer to be used for securities transactions in your account. OPS and TS will work with the Advisor to implement the trades to the assigned Client accounts. Client will interact solely with Advisor. OPS and TS will perform administrative services, record keeping, and accounting services and support relating to the administration of the account. At no time are OPS or TS responsible for providing investment advice to the Client. The terms and conditions under which the Client shall engage OPS and TS shall be set forth in separate written agreements between (1) the Client and Advisor and (2) the Client and OPS or TS. Advisor shall continue to render advisory services to the Client relative to the ongoing monitoring and review of account performance, for which Advisor shall receive an annual advisory fee which is based upon a percentage of the market value of the assets being managed by OPS and TS. Factors that Advisor shall consider in recommending OPS and TS include the Client’s stated investment objective(s), management style, performance, reputation, financial strength, reporting, pricing, and research. In addition to Advisor’s written disclosure statement, the Client shall also receive Form ADV Part 2A for both OPS and TS. Clients should review OPS’ and TS’s ADV Part 2

or Terms of Use for additional details regarding services. OPS and TS offers Advisor a platform of institutional portfolio strategists (“Strategists”) that Advisor has the discretionary authority to select amongst. The Strategists are responsible for managing their Model Portfolios on behalf of OPS and TS. However, neither OPS or TS nor the Strategists are acting as your Investment Advisor, nor possess knowledge of your individual information or investment goals – this role is that of Advisor’s. Advisor will select the appropriate Strategist(s) pursuant to each Client’s goals, objectives, risk, time horizon, and various other criteria. This list is non-exhaustive, but Gibbs may recommend the following securities, services, or accounts to Clients: fixed index annuities, fixed rate annuities, life insurance, separately managed accounts, ETFs, and mutual funds. Advisor may at any time decide to offer new services if those services align with the risk profile of Clients. There are no sub-accounts of variable products managed by the Adviser. Unmanaged or static client assets are not included in the Adviser’s management fee calculation. As part of OPS’s and TS’s asset management services, in addition to other types of investments, OPS and TS may invest client assets according to one or more model portfolios. These models are designed for investors with varying degrees of risk tolerance ranging from a more aggressive investment strategy to a more conservative investment approach. Clients whose assets are invested in model portfolios may not set restrictions on the specific holdings or allocations within the model, nor the types of securities that can be purchased in the model. Nonetheless, clients may impose reasonable restrictions on investing in certain securities or types of securities in their account. In such cases, this may prevent a client from investing in certain models that are managed by TS. A Client may also change the model portfolio to better reflect their risk score. Clients may not go directly to OPS or TS for advisory services and must go through a registered investment adviser. INVESTMENT ADVISOR REPRESENTATIVES CO-BRANDING Our firm offers services through our network of investment advisor representatives (“IARs”). IARs may have their own legal business entities whose trade names and logos are used for marketing purposes and may appear on marketing materials or client statements. The Client should understand that the businesses are legal entities of the IAR and not of the Advisor. The IARs are under the supervision of the Advisor and the advisory services of the IAR are provided through the Advisor. SEMINARS AND WORKSHOPS Advisor holds seminars and workshops to educate the public on different types of investments and the different services they offer. The seminars are educational in nature and no specific investment or tax advice is given. Advisor does not charge a fee for attendance to these seminars. Client Tailored Services and Client Imposed Restrictions The goals and objectives for each client are documented in our client files. Investment strategies are created that reflect the stated goals and objectives. Clients may impose reasonable restrictions on investing in certain securities or types of securities. A Client may also change the model portfolio to better reflect their risk score. Agreements may not be assigned without prior written client consent. Wrap Fee Programs Advisor does not sponsor any wrap fee programs. Client Assets Under Management As of December 31, 2023, the Advisor had approximately $391,385,872 in discretionary assets under management and no assets managed on a non- discretionary basis.

As of Date	07/01/2026
Registration	SEC, Approved, 02/15/2022
Other registrations (14)	California, Terminated, 03/23/2022 Nevada, Terminated, 03/21/2022 Georgia, Terminated, 03/18/2022 Illinois, Terminated, 03/09/2022 Virginia, Terminated, 02/23/2022 Indiana, Terminated, 02/22/2022 Iowa, Terminated, 02/22/2022 North Carolina, Terminated, 02/22/2022 Utah, Terminated, 02/22/2022 Florida, Terminated, 02/21/2022 Idaho, Terminated, 02/21/2022 Ohio, Terminated, 02/21/2022 Texas, Terminated, 02/21/2022 Wisconsin, Terminated, 02/21/2022
ADV Location	ALPHARETTA, GA, United States
Contact Info	678 xxxxxxx
Websites

AUM^*	1,064,821,925 172%
of that, discretionary	1,045,821,925 167%
Number of Employees	147 600%
of those in investment advisory functions	59 490%
Private Fund GAV^*	0
Avg Account Size	198,772 51%
% High Net Worth	2.61% 985%
SMA’s	No
Private Funds	0

Adviser Profile

Details

Adviser Type

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

Private Funds

Employees

Similar advisers

Brochure Summary

Overview

Need help?

Send a question to 9AT support.