9AT: ZIDEL FINANCIAL INC.

Adviser Profile

As of Date	03/27/2026
Registration	SEC, Approved, 02/25/2022
Other registrations (4)	Colorado, Terminated, 03/08/2022 Florida, Terminated, 03/08/2022 New York, Terminated, 03/08/2022 Texas, Terminated, 03/08/2022
ADV Location	BRECKENRIDGE, CO, United States
Contact Info	970 xxxxxxx
Websites

AUM^*	159,649,118 13%
of that, discretionary	159,649,118 13%
Number of Employees	1
of those in investment advisory functions	1
Private Fund GAV^*	0
Avg Account Size	482,324 -47%
% High Net Worth	32.59% 11%
SMA’s	No
Private Funds	0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Corporations or other businesses not listed above

Advisory Activities

- Portfolio management for individuals and/or small businesses
- Selection of other advisers

Compensation Arrangments

- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

Adviser	Hedge Fund	Liquidity Fund	Private Equity Fund	Real Estate Fund	Securitized Asset Fund	Venture Capital Fund	Other Fund	Total Private Fund GAV	AUM	#Funds
Adviser PEAK WEALTH MANAGEMENT LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM156.1m	#Funds-
Adviser DEMAND WEALTH	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM164.6m	#Funds-
Adviser PURE PORTFOLIOS	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM360.5m	#Funds-
Adviser COPPER LEAF FINANCIAL, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM219.6m	#Funds-
Adviser BPC ADVISORS LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM158.3m	#Funds-
Adviser MAIN STREET INVESTMENT ADVISORS, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM250.3m	#Funds-
Adviser CITRINE CAPITAL	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM346.7m	#Funds-
Adviser DAYMARK WEALTH PARTNERS, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM5.0b	#Funds-
Adviser PORTFOLIO MANAGEMENT, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM151.9m	#Funds-
Adviser CAPITAL ASSET MANAGEMENT, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM208.8m	#Funds-

Brochure Summary

Overview

Zidel Financial, Inc. provides financial planning and investment advice. Financial planning includes tax planning, insurance planning, retirement planning, and estate planning. Zidel Financial does not provide legal or tax advice. Zidel Financial analyzes a client's financial situation and makes appropriate recommendations for strategies and methods of implementation of the strategies. The firm has provided these services since 2005, and Douglas Zidel is the principal and only owner of the firm. Zidel Financial, Inc. implements asset allocation strategies using the following liquid asset classes: stocks, bonds, publicly-traded real estate investment trusts (REITs), commodities, and cash equivalents. The firm primarily uses a mix of open-ended mutual funds, exchange-traded funds (ETFs), publicly-traded real estate investment trusts (REITs), stocks, preferred stocks, bonds, and certificates of deposit (CDs) to implement the asset allocation. Zidel Financial, Inc. bases the appropriate asset allocation

strategy based on individual client needs, determined by, including but not limited to the client’s age/time horizon, income, expenses, assets, liabilities, risk tolerance, liquidity needs, and investment experience. Clients can impose certain restrictions on investments to exclude an asset class or investment in an industry that they find objectionable or have a high concentration of their net worth in, for example. Zidel Financial, Inc. does not provide "wrap-fee" programs (also known as "separately managed accounts"). For some clients, Zidel Financial, Inc. provides a service to the client by selecting and monitoring money managers on their behalf that do provide "wrap-fee" programs (see item 5, Fees, and Compensation). Zidel Financial, Inc. manages $140,696,444 in discretionary account assets as of March 25, 2024, for a total of $140,696,444. Zidel Financial does not manage assets on a non-discretionary basis. Additionally, Zidel Financial advises, but does not manage, assets of $10,890,079.

ZIDEL FINANCIAL INC.

ZIDEL FINANCIAL INC.

ZIDEL FINANCIAL, INC.

Adviser Profile

Details

Adviser Type

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

Private Funds

Employees

Similar advisers

Brochure Summary

Overview

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ZIDEL FINANCIAL INC. ZIDEL FINANCIAL INC. ZIDEL FINANCIAL, INC.

Adviser Profile

Details

Adviser Type

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

Private Funds

Employees

Similar advisers

Brochure Summary

Overview

ZIDEL FINANCIAL INC.

ZIDEL FINANCIAL INC.

ZIDEL FINANCIAL, INC.