Adviser Profile

As of Date 03/06/2026
Registration SEC, Approved, 03/31/2022
Other registrations (4)
Contact Info 845 xxxxxxx
Websites
AUM* 164,229,570 33%
of that, discretionary 153,150,265 35%
Number of Employees 3 -25%
of those in investment advisory functions 3
Private Fund GAV* 0
Avg Account Size 670,325 29%
% High Net Worth 28.38% 72%
SMA’s No
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Pension and profit sharing plans
- Corporations or other businesses not listed above

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services

Compensation Arrangments

- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

Reported AUM

153M 131M 109M 88M 66M 44M 22M
2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

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Brochure Summary