9AT: CALLAWAY CAPITAL MANAGEMENT, LLC

other names

CALLAWAY CAPITAL MANAGEMENT, LLC

Adviser Profile

As of Date	03/26/2025
ADV Location	WASHINGTON, DC, United States
Adviser Type - Large advisory firm
Number of Employees	4
of those in investment advisory functions	3
Registration	SEC, Approved, 04/08/2022
Other registrations (1)	District of Columbia, Terminated, 05/31/2022

AUM^*	174,179,789 31%
of that, discretionary	174,179,789 31%
Private Fund GAV^*	174,179,789 34%
Avg Account Size	43,544,947 31%
SMA’s	No
Private Funds	4 2
Contact Info	202 xxxxxxx
Websites

Client Types

- Pooled investment vehicles

Advisory Activities

- Portfolio management for pooled investment vehicles

Compensation Arrangments

- A percentage of assets under your management
- Performance-based fees

Fund Type	Count	GAV
Fund TypeHedge Fund	Count4	GAV$174,179,789

Adviser	Hedge Fund	Liquidity Fund	Private Equity Fund	Real Estate Fund	Securitized Asset Fund	Venture Capital Fund	Other Fund	Total Private Fund GAV	AUM	#Funds
Adviser HESTIA CAPITAL MANAGEMENT, LLC	Hedge Fund145.2m	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV145.2m	AUM131.9m	#Funds3
Adviser NEW AGE ALPHA	Hedge Fund244.9m	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV244.9m	AUM2.6b	#Funds3
Adviser SHARPEPOINT, LLC	Hedge Fund3.6m	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV3.6m	AUM150.5m	#Funds1
Adviser STEINBERG ASSET MANAGEMENT, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM176.6m	#Funds1
Adviser STRIDE CAPITAL GROUP, LP	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM96.6m	#Funds-
Adviser PHOENICIAN CAPITAL LLC	Hedge Fund135.2m	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV135.2m	AUM139.9m	#Funds2
Adviser INVERDALE CAPITAL MANAGEMENT, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM81.8m	#Funds-
Adviser CASTLE RIDGE ASSET MANAGEMENT LIMITED	Hedge Fund16.7m	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV16.7m	AUM193.0m	#Funds3
Adviser LIVE OAK WEALTH ADVISORY GROUP, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM143.0m	#Funds-
Adviser BISHOP ROCK CAPITAL, L.P.	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM135.0m	#Funds-

Brochure Summary

Overview

Callaway Capital Management, LLC (the “Adviser”) is a Delaware limited liability company with a principal place of business in Nashville, Tennessee that was founded in 2013 by Daniel S. Freifeld. It became a registered investment adviser (“RIA”) in March 2022 after previously being registered as an RIA in the District of Columbia since January 2017. The Adviser provides investment advisory and management services to private investment funds (the “Funds”) offered exclusively to sophisticated institutional investors, high net worth individuals, and single- and multi-family offices. The Adviser does not have or offer any separately managed accounts at this time. As a general matter, the Adviser’s investment strategies seek to generate uncorrelated returns through the identification of mispriced risk factors, primarily within emerging markets and certain developed markets experiencing periods of political and economic change or uncertainty. The Adviser exercises complete discretion over all investment decisions made on behalf of

the Funds, including the selection, purchase, and sale of securities, the selection of brokers, dealers, and other counterparties for such transactions, and the size of any commissions or other compensation to be paid in connection therewith. Neither the Funds nor any Fund investors may impose restrictions that limit the Adviser’s discretion to invest in certain securities or types of securities on behalf of the Funds. The complete terms governing the Adviser’s investment discretion, strategies, and objectives, as they relate to the management and investment of Fund assets, as well as all applicable fees and expenses, are detailed in the Private Placement Memoranda and/or the various associated agreements and organizational documents governing the operation of the Funds (collectively, the “Fund Documentation”). As of February 29, 2024, the Adviser had $129,787,427 of assets under management, all of which was managed on a discretionary basis. The Adviser does not manage any assets on a non-discretionary basis.

CALLAWAY CAPITAL MANAGEMENT, LLC

Adviser Profile

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