Adviser Profile

As of Date 02/02/2026
Registration SEC, Approved, 04/08/2022
Other registrations (3)
ADV Location BELLEVUE, KY, United States
Contact Info 859 xxxxxxx
Websites
AUM* 147,000,000 16%
of that, discretionary 145,100,000 14%
Number of Employees 6 20%
of those in investment advisory functions 4 33%
Private Fund GAV* 0
Avg Account Size 275,797 7%
% High Net Worth 24.12% 17%
SMA’s No
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Charitable organizations

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses
- Pension consulting services
- Publication of periodicals or newsletters
- Educational seminars/workshops

Compensation Arrangments

- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

Reported AUM

145M 124M 104M 83M 62M 41M 21M
2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

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Brochure Summary