9AT: DS INVESTMENT ADVISORS

Adviser Profile

As of Date	03/31/2026
Registration	SEC, Approved, 04/19/2022
Other registrations (1)	SEC, Terminated, 02/27/2025
ADV Location	GRAND RAPIDS, MI, United States
Contact Info	616 xxxxxxx
Websites

AUM^*	386,142,051 12%
of that, discretionary	386,142,051 334%
Number of Employees	4
of those in investment advisory functions	2
Private Fund GAV^*	0
Avg Account Size	1,409,278 3%
% High Net Worth	22.99% -60%
SMA’s	No
Private Funds	0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Pension and profit sharing plans

Advisory Activities

- Portfolio management for individuals and/or small businesses

Compensation Arrangments

- A percentage of assets under your management

Adviser	Hedge Fund	Liquidity Fund	Private Equity Fund	Real Estate Fund	Securitized Asset Fund	Venture Capital Fund	Other Fund	Total Private Fund GAV	AUM	#Funds
Adviser TRG ADVISORS, INC.	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM547.7m	#Funds-
Adviser ILIAD WEALTH SOLUTIONS	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM10.9m	#Funds-
Adviser HUB INVESTMENT ADVISORS, INC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM2.1b	#Funds-
Adviser KINGS PATH PARTNERS LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM1.5b	#Funds-
Adviser OPPORTUNUS WEALTH MANAGEMENT, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM102.9m	#Funds-
Adviser CONSULTIVA WEALTH MANAGEMENT, CORP.	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM532.7m	#Funds-
Adviser INVESTMENT MANAGEMENT GROUP	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM5.2b	#Funds-
Adviser RAUB BROCK CAPITAL MANAGEMENT, LP	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM2.9b	#Funds-
Adviser DESCHUTES INVESTMENT CONSULTING, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM2.9b	#Funds-
Adviser FRONTIER ASSET MANAGEMENT, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM5.5b	#Funds-

Brochure Summary

Overview

Introduction In this brochure, references to “we,” “us,” “our,” or “our firm” refer to DS Investment Advisors LLC. Individuals who serve as our directors, officers, and employees are referred to as our “representatives.” Our firm’s clients and prospective clients are referred to as “you,” “your” or “our clients.” This brochure contains important information. We encourage you to read it carefully and to ask questions if there is any information that you do not understand. Our Owners and Principals DS Investment Advisors LLC is a Michigan limited liability company founded in March 2022 by its sole owner, Carla M. Dells. Carla has substantial business experience and education in providing investment advice and investment management services for investors, as summarized in supplemental brochure that accompanies this firm brochure. Advisory Services We primarily provide investment management services. Our services may include the creation, modification, and maintenance of investment policy statements used to manage our clients’ accounts. Through an investment policy statement, we will help you define your investment goals, risk tolerance, income needs, and service provider expectations. We also review, and can discuss with you, the investment criteria, investment and financial research, and other parameters that we use to select the types of investment securities for your account. While

we manage most of our client’s accounts based on similar investment strategies suitable for similar investment objectives, we will take your personal financial circumstances into ac- count in formulating our advice and investment decisions. Based upon the information you provide, we will consider many factors such as your income and expenses, assets, and other financial resources, financial or special needs, investment goals, anticipated investment time horizon, and other personal financial circumstances. If you have investments held in other accounts not under our management, we will take those investments into consideration if you tell us about them. In managing your account, we will take income tax planning into consideration if you provide us with your historical, current, and anticipated tax-related information. If you desire, we will coordinate our investment decision-making with your tax accountant or preparer. We rely upon you to keep us up to date about changes in your personal circumstances. Our investment management agreement contains your authorization for us to manage your account on a discretionary basis. It also contains important terms and conditions governing our services, our fees, and our obligations to you. DS Investment Advisors LLC Firm Brochure 2 Assets Under Management We are applying for registration and as such do not have initial assets to report.

DS INVESTMENT ADVISORS

DS INVESTMENT ADVISORS

Adviser Profile

Details

Adviser Type

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

Private Funds

Employees

Similar advisers

Brochure Summary

Overview

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DS INVESTMENT ADVISORS DS INVESTMENT ADVISORS

Adviser Profile

Details

Adviser Type

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

Private Funds

Employees

Similar advisers

Brochure Summary

Overview

DS INVESTMENT ADVISORS

DS INVESTMENT ADVISORS