9AT: COLCHESTER INVESTMENT COUNSEL LLC

Adviser Profile

As of Date	03/17/2026
Registration	SEC, Approved, 04/21/2022
Other registrations (2)	Connecticut, Terminated, 09/02/2022 New York, Terminated, 08/11/2022
ADV Location	RIDGEFIELD, CT, United States
Contact Info	203 xxxxxxx
Websites

AUM^*	128,851,449 20%
of that, discretionary	127,510,746 21%
Number of Employees	3
of those in investment advisory functions	2
Private Fund GAV^*	0
Avg Account Size	853,321 -2%
% High Net Worth	65.52% -14%
SMA’s	No
Private Funds	0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses

Compensation Arrangments

- A percentage of assets under your management

Adviser	Hedge Fund	Liquidity Fund	Private Equity Fund	Real Estate Fund	Securitized Asset Fund	Venture Capital Fund	Other Fund	Total Private Fund GAV	AUM	#Funds
Adviser FALCON CAPITAL MANAGEMENT INC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM97.2m	#Funds-
Adviser PEAK FINANCIAL ADVISORS	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM268.8m	#Funds-
Adviser BEVERLY HILLS PRIVATE WEALTH, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM912.2m	#Funds-
Adviser THE LAM GROUP, INC.	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM507.4m	#Funds-
Adviser BEERS KIGHT FINANCIAL ADVISORS, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM179.4m	#Funds-
Adviser ANGELES WEALTH MANAGEMENT, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM2.8b	#Funds-
Adviser FIVE OCEANS ADVISORS	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM456.2m	#Funds-
Adviser EMPIRE FINANCIAL MANAGEMENT COMPANY, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM706.0m	#Funds-
Adviser PALISADE ASSET MANAGEMENT, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM1.3b	#Funds-
Adviser NEW CAPITAL MANAGEMENT, LP	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM533.5m	#Funds-

Brochure Summary

Overview

Advisory Business Firm Description Colchester Investment Counsel LLC was organized as a limited liability company under the laws of the State of Connecticut in 2000 and has offices in Ridgefield, Connecticut. Colchester is registered as an investment advisor with the United States Securities and Exchange Commission (SEC). Neil S. Kenagy and Laurie C. Kenagy are the owners of Colchester. Types of Advisory Services Colchester provides investment management services, meaning that it provides ongoing advice to clients or has discretionary authority to make investment decisions, and to create and manage portfolios, based on client goals and objectives. Colchester manages equity, fixed-income, and balanced accounts predominantly on a discretionary basis. Typically, Colchester creates client portfolios with individual equity and fixed-income securities. Colchester portfolios may also include exchange-traded funds, no-load mutual funds, and closed- end mutual funds. Any mutual funds are selected on the basis of any or all of (1) the performance history of the mutual fund and its investment manager, (2) the industry sector in which the fund invests, (3) the investment objectives of the fund, (4) the management style and philosophy of the fund, and (5) the advisory fee structure of the fund. Colchester does not participate in any wrap-fee programs. Colchester uses Pontera, a third-party platform, to facilitate management

of held away assets such as defined contribution plan participant accounts, with discretion. The platform allows us to avoid being considered to have custody of client funds since we do not have direct access to client log-in credentials to affect trades. We are not affiliated with the platform in any way and receive no compensation from them for using their platform. A link will be provided to the client allowing them to connect an account(s) to the platform. Once client account(s) is connected to the platform, Adviser will review the current account allocations. When deemed necessary, Adviser will rebalance the account considering client investment goals and risk tolerance, and any change in allocations will consider current economic and market trends. Tailored Relationships Colchester tailors its investment advice to the particular needs and investment objectives of each client. Asset allocation, which means the respective amounts invested in various asset classes, is the most significant factor in this effort. Clients may place reasonable restrictions on particular securities or the types of investments that will be made on their behalf. Assets Under Management As of December 31, 2023, Colchester managed approximately $105.3 million of client assets on a discretionary basis and approximately $2.3 million of client assets on a non-discretionary basis. The total assets under management are approximately $107.6 million.

COLCHESTER INVESTMENT COUNSEL LLC

COLCHESTER INVESTMENT COUNSEL LLC

Adviser Profile

Details

Adviser Type

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

Private Funds

Employees

Similar advisers

Brochure Summary

Overview

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COLCHESTER INVESTMENT COUNSEL LLC COLCHESTER INVESTMENT COUNSEL LLC

Adviser Profile

Details

Adviser Type

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

Private Funds

Employees

Similar advisers

Brochure Summary

Overview

COLCHESTER INVESTMENT COUNSEL LLC

COLCHESTER INVESTMENT COUNSEL LLC