9AT: PALISADE ASSET MANAGEMENT, LLC

Adviser Profile

As of Date	07/10/2026
Registration	SEC, Approved, 07/11/2005
ADV Location	MINNEAPOLIS, MN, United States
Contact Info	612 xxxxxxx
Websites

AUM^*	1,268,851,206 5%
of that, discretionary	1,215,912,543 10%
Number of Employees	10
of those in investment advisory functions	5
Private Fund GAV^*	0
Avg Account Size	1,512,338 1%
% High Net Worth	85.25% 2%
SMA’s	Yes
Private Funds	0

Adviser Type

- Large advisory firm

Client Types

- High net worth individuals
- Banking or thrift institutions
- Pension and profit sharing plans
- Charitable organizations
- Corporations or other businesses not listed above

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses
- Selection of other advisers

Compensation Arrangments

- A percentage of assets under your management
- Fixed fees (other than subscription fees)

Accounting Firm Name	Filing Date	Form ADV-E
Accounting Firm Name CBIZ CPAS P.C.	Filing Date01/28/2026	Form ADV-E View Report
Accounting Firm Name CBIZ CPAS P.C.	Filing Date12/26/2024	Form ADV-E View Report
Accounting Firm Name MAYER HOFFMAN MCCANN P.C.	Filing Date09/27/2023	Form ADV-E View Report

Adviser	Hedge Fund	Liquidity Fund	Private Equity Fund	Real Estate Fund	Securitized Asset Fund	Venture Capital Fund	Other Fund	Total Private Fund GAV	AUM	#Funds
Adviser ANGELES WEALTH MANAGEMENT, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM2.8b	#Funds-
Adviser BEERS KIGHT FINANCIAL ADVISORS, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM179.4m	#Funds-
Adviser TERRY MCDANIEL & COMPANY	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM1.9b	#Funds-
Adviser MATTHIAS PRIVATE WEALTH, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM242.8m	#Funds-
Adviser FALCON CAPITAL MANAGEMENT INC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM97.2m	#Funds-
Adviser COLCHESTER INVESTMENT COUNSEL LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM128.9m	#Funds-
Adviser FAMILY CFO, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM169.7m	#Funds-
Adviser PEAK FINANCIAL ADVISORS	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM268.8m	#Funds-
Adviser PROMUS ADVISORS	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM384.6m	#Funds-
Adviser NEW CAPITAL MANAGEMENT, LP	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM533.5m	#Funds-

Stock Ticker	Stock Name	$ Position	% Position	$ Change	# Change
Stck Ticker037833100	Stock NameApple Inc	$ Position$53,707,739	% Position5.00%	$ Change7.00%	# Change-6.00%
Stck Ticker17275R102	Stock NameCISCO SYS INC	$ Position$40,630,941	% Position4.00%	$ Change47.00%	# Change-3.00%
Stck Ticker594918104	Stock NameMicrosoft Corp	$ Position$48,165,088	% Position4.00%	$ Change1.00%	# Change0.00%
Stck Ticker459200101	Stock NameINTERNATIONAL BUSINESS MACHS	$ Position$27,797,609	% Position3.00%	$ Change15.00%	# Change-1.00%
Stck Ticker91324P102	Stock NameUnitedHealth Group Inc	$ Position$33,190,549	% Position3.00%	$ Change54.00%	# Change0.00%
Stck Ticker78462F103	Stock NameSPDR S&P 500 ETF TR	$ Position$28,633,073	% Position3.00%	$ Change13.00%	# Change-1.00%
Stck Ticker532457108	Stock NameELI LILLY & CO	$ Position$17,023,510	% Position2.00%	$ Change28.00%	# Change-2.00%
Stck Ticker882508104	Stock NameTEXAS INSTRS INC	$ Position$19,709,283	% Position2.00%	$ Change53.00%	# Change0.00%
Stck Ticker780087102	Stock NameROYAL BK CDA	$ Position$17,103,587	% Position2.00%	$ Change26.00%	# Change-2.00%
Stck Ticker742718109	Stock NamePROCTER & GAMBLE CO	$ Position$16,306,808	% Position2.00%	$ Change2.00%	# Change1.00%

Brochure Summary

Overview

Palisade Asset Management, LLC (“Palisade”) is an SEC registered investment adviser that began conducting business in 2005. Its predecessor firm, Palisade Investment Advisor, LLC, began conducting business in 2002. Listed below are the firm's principal shareholders (those individuals and/or entities controlling 25% or more of the company):  Paul J. Kronlokken  Steven E. Landberg  Peter D. Rocca We offer the following advisory services to our clients: Individual Portfolio Management and Investment Supervisory Services We provide continuous advice to clients regarding the investment of client assets based on the individual needs of the client. We also provide continuous asset management of the client’s assets. Through personal discussions in which goals and objectives based on a client's particular circumstances are established, we work with the client to develop personal investment directives and create and manage a portfolio based on those directives. During our data-gathering process, we determine the client’s individual objectives, restrictions or constraints, risk tolerance, and liquidity needs. As appropriate, we also review and discuss a client's prior investment history, as well as family composition and background. We manage these advisory accounts

on a discretionary and/or non-discretionary basis. Account supervision is guided by the client's investment directives and tax considerations. Clients may impose reasonable restrictions on investing in certain securities, types of securities, or industry sectors. Our investment recommendations are not limited to any specific product or service offered by a broker- dealer or insurance company. Company Retirement Plans – Investment Advisory Services We provide investment advisory services to companies offering Employee Retirement Income Security Act (“ERISA”) retirement plans. This includes the analysis, recommendation, and on-going monitoring of the plan’s investment offerings. If requested, we will also assist companies in the research, review, and selection process of Plan Administrators/Record keepers. Additionally, we will implement new plans and manage the on-going education and enrollment meetings offered to all plan participants. Other Services Offered Financial Planning Services Selection of Other Advisers Publication of Periodicals and Newsletters Amount of Managed Assets As of 12/31/2023, Palisade actively manages $972,377,411 of client assets on a discretionary basis plus $96,894,913 of client assets on a non-discretionary basis.

PALISADE ASSET MANAGEMENT, LLC

PALISADE ASSET MANAGEMENT, LLC

Adviser Profile

Details

Adviser Type

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

Private Funds

Employees

Form ADV-E Surprise Examination Reports

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Top Holdings

Brochure Summary

Overview

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PALISADE ASSET MANAGEMENT, LLC PALISADE ASSET MANAGEMENT, LLC

Adviser Profile

Details

Adviser Type

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

Private Funds

Employees

Form ADV-E Surprise Examination Reports

Similar advisers

Top Holdings

Brochure Summary

Overview

PALISADE ASSET MANAGEMENT, LLC

PALISADE ASSET MANAGEMENT, LLC