Item 5 - Additional Compensation .......................................................................................................................... 21 Item 6 - Supervision ..................................................................................................................................................... 21 Firm Description Teeple Wealth Management, LLC dba Teeple Snyder Newsome Wealth Management (here after TSN)is a firm engaged in the business of providing sound financial and investment advice to its clients and has been doing so since its inception in May of 2008. Matt Teeple is the primary owner. Types of Advisory Services ASSET MANAGEMENT FOR LIFTOFF CLIENTS TSN offers discretionary asset management services to advisory clients using the Schwab Institutional Intelligent Portfolios. Clients will complete a questionnaire to establish their goals, risk tolerance and time horizon to determine the appropriate portfolio. This platform is made up of diversified portfolios of Mutual Funds monitored daily and automatically rebalanced as needed. ASSET MANAGEMENT TSN offers discretionary and non-discretionary asset management services to advisory Clients. TSN will offer Clients ongoing asset management services through determining individual investment goals, time horizons, objectives, and risk tolerance. Investment strategies, investment selection, asset allocation, portfolio monitoring and the overall investment program will be based on the above factors. Discretionary When the Client provides TSN discretionary authority the Client will sign a limited trading authorization or equivalent. TSN will have the authority to execute transactions in the account without seeking Client approval on each transaction. Non-Discretionary When the Client elects to use TSN on a non-discretionary basis, TSN will determine the securities to be bought or sold and the amount of the securities to be bought or sold. However, TSN will obtain prior Client approval on each and every transaction before executing any transaction. ASSETS HELD AWAY TSN offers services to clients on assets not held with TSN’s custodian. For example, qualified plans, variable annuity sub-account selection, etc. TSN will work with individuals on determining their individual investment goals, time horizons, objectives, and risk tolerance. Investment strategies, investment selection, and asset allocation are based on the above factors. The accounts will be monitored on at least a quarterly basis. TSN reviews these accounts by the client providing permission to have the account information fed to the firm via data feeds. The Firm then provides advice to the Client regarding recommended trades bases on the investment options available in the plan. TSN does not have access to execute trades, the execution of trades is at the discretion of the client. If the client prefers, they can meet with their advisor and login to their account and have their advisor assist them with the trades. TSN does not have any relationship related to the recommendation of any product and does not receive any direct or indirect compensation. OINGOING FINANCIAL PLANNING AND CONSULTING SERVICES TSN provides ongoing planning and consulting services. The services may include, but are not limited to retirement planning, insurance and risk planning, tax planning, debt reduction, budgeting, selecting group benefits, stock option planning and restricted stock option planning. Ongoing services will remain in effect year over year unless cancelled in writing by either party by giving the other party thirty (10) days written notice. TSN will then pro-rate the fee that has been collected up to the effective termination date and issue the client a refund based on the percentage of work TSN has completed. LIMTED SCOPE FINANCIAL PLANNING AND CONSULTING SERVICES TSN provides limited scope planning and consulting services for clients not in need of ongoing comprehensive planning services. The services may include, but are not limited to retirement planning, insurance and risk planning, tax planning, debt reduction, budgeting, selecting group benefits. Services are completed within 6 months provided all required information has been provided to TSN by Client. The limited scope planning services are considered complete upon delivery of the written plan/recommendations. ERISA PLAN SERVICES TSN provides service to qualified retirement plans including 401(k) plans, 403(b) plans, pension and profit sharing plans, cash balance plans, and deferred compensation plans. TSN may act as a 3(21) advisor: Limited Scope ERISA 3(21) Fiduciary. TSN may serve as a limited scope ERISA 3(21) fiduciary that can advise, help and assist plan sponsors with their investment decisions on a non-discretionary basis. As an investment advisor TSN has a fiduciary duty to act in the best interest of the Client. The plan sponsor is still ultimately responsible for the

decisions made in their plan, though using TSN can help the plan sponsor delegate liability by following a diligent process. 1. Fiduciary Services are:
• Provide non-discretionary investment advice to the Client about asset classes and investment alternatives available for the Plan in accordance with the Plan’s investment policies and objectives. Client will make the final decision regarding the initial selection, retention, removal and addition of investment options. TSN acknowledges that it is a fiduciary as defined in ERISA section 3 (21) (A) (ii).
• Assist the Client in the development of an investment policy statement (“IPS”). The IPS establishes the investment policies and objectives for the Plan. Client shall have the ultimate responsibility and authority to establish such policies and objectives and to adopt and amend the IPS.
• Provide non-discretionary investment advice to the Plan Sponsor with respect to the selection of a qualified default investment alternative for participants who are automatically enrolled in the Plan or who have otherwise failed to make investment elections. The Client retains the sole responsibility to provide all notices to the Plan participants required under ERISA Section 404(c) (5) and 404(a)-5.
• Assist in monitoring investment options by preparing periodic investment reports that document investment performance, consistency of fund management and conformance to the guidelines set forth in the IPS and make recommendations to maintain, remove or replace investment options.
• Meet with Client on a periodic basis to discuss the reports and the investment recommendations. 2. Non-fiduciary Services are:
• First year plan setup services including vendor search and selection.
• Assist in the education of Plan participants about general investment information and the investment alternatives available to them under the Plan. Client understands TSN’s assistance in education of the Plan participants shall be consistent with and within the scope of the Department of Labor’s definition of investment education (Department of Labor Interpretive Bulletin 96-1). As such, TSN is not providing fiduciary advice as defined by ERISA 3(21)(A)(ii) to the Plan participants. Advisor will not provide investment advice concerning the prudence of any investment option or combination of investment options for a particular participant or beneficiary under the Plan.
• Assist in the group enrollment meetings designed to increase retirement plan participation among the employees and investment and financial understanding by the employees. TSN may provide these services or, alternatively, may arrange for the Plan’s other providers to offer these services, as agreed upon between Advisor and Client. 3. TSN has no responsibility to provide services related to the following types of assets (“Excluded Assets”):
• Employer securities;
• Real estate (except for real estate funds or publicly traded REITs);
• Stock brokerage accounts or mutual fund windows;
• Participant loans;
• Non-publicly traded partnership interests;
• Other non-publicly traded securities or property (other than collective trusts and similar vehicles); or
• Other hard-to-value or illiquid securities or property. Excluded Assets will not be included in calculation of Fees paid to TSN on the ERISA Agreement. Specific services will be outlined in detail to each plan in the 408(b)2 disclosure. NON-ERISA PLAN SERVICES TSN provides service to business for Non-ERISA qualified retirement plans. The following services are available, depending on the needs of each business:
• Assist/educate employer on SIMPLE design options & completion of Form 5305
• Assist employer on notices to employees regarding matches and plan specifics
• Assistance to employees on opening retail brokerage accounts
• One-time Education to employees on retail trading platform and investor education sections of brokerage account website
• Other miscellaneous consulting services on an as needed basis ROLLOVER EDUCATION TO RETIREMENT ACCOUNTS TMW will offer clients and prospects educational information regarding rollovers to their retirement plans and/or Individual Retirement Accounts (IRA). TSN will not provide any recommendations to clients or prospects as to specific rollover recommendations. Client Tailored Services and Client Imposed Restrictions The goals and objectives for each Client are documented in our Client files. Investment strategies are created that reflect the stated goals and objectives. Clients may impose restrictions on investing in certain securities or types of securities. Agreements may not be assigned without written Client consent. Wrap Fee Programs TSN does not sponsor any wrap fee programs. Client Assets under Management TSN has the following assets under management: Discretionary Amounts: Non-discretionary Amounts: Date Calculated: $619,000 $126,213,000 12/31/2022 TSN