| As of Date | 03/31/2026 |
| Registration | SEC, Approved, 07/21/1994 |
| ADV Location | WEST HARTFORD, CT, United States |
| Contact Info | 860 xxxxxxx |
| AUM* | 524,034,271 27% |
| of that, discretionary | 141,300,097 70% |
| Number of Employees | 3 |
| of those in investment advisory functions | 3 |
| Private Fund GAV* | 0 |
| Avg Account Size | 6,313,666 35% |
| % High Net Worth | 54.55% -7% |
| SMA’s | Yes |
| Private Funds | 0 |
- Individuals (other than high net worth individuals)
- High net worth individuals
- Charitable organizations
- Portfolio management for individuals and/or small businesses
- Selection of other advisers
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
No private funds
| Accounting Firm Name | Filing Date | Form ADV-E |
|---|---|---|
| Accounting Firm Name WHITTLESEY | Filing Date03/30/2026 | Form ADV-E View Report |
| Accounting Firm Name WHITTLESEY PC | Filing Date01/28/2025 | Form ADV-E View Report |
| Accounting Firm Name WHITTLESEY | Filing Date02/29/2024 | Form ADV-E View Report |
| Adviser | Hedge Fund | Liquidity Fund | Private Equity Fund | Real Estate Fund | Securitized Asset Fund | Venture Capital Fund | Other Fund | Total Private Fund GAV | AUM | #Funds | |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Adviser UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER | Hedge Fund- | Liquidity Fund- | Private Equity Fund- | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund- | Total Private Fund GAV- | AUM12.8b | #Funds- | |
| Adviser TEEPLE SNYDER NEWSOME WEALTH & TAX MANAGEMENT | Hedge Fund- | Liquidity Fund- | Private Equity Fund- | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund- | Total Private Fund GAV- | AUM287.0m | #Funds- | |
| Adviser CLEVELAND WEALTH, LLC | Hedge Fund- | Liquidity Fund- | Private Equity Fund- | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund- | Total Private Fund GAV- | AUM506.6m | #Funds- | |
| Adviser NORTH SHORE INVESTMENT CONSULTING LLC | Hedge Fund- | Liquidity Fund- | Private Equity Fund- | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund- | Total Private Fund GAV- | AUM170.5m | #Funds- | |
| Adviser PAINTER, SMITH AND AMBERG INC. | Hedge Fund- | Liquidity Fund- | Private Equity Fund- | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund- | Total Private Fund GAV- | AUM115.7m | #Funds- | |
| Adviser KAPUSTA FINANCIAL GROUP | Hedge Fund- | Liquidity Fund- | Private Equity Fund- | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund- | Total Private Fund GAV- | AUM199.6m | #Funds- | |
| Adviser HSBC SECURITIES (USA) INC. | Hedge Fund- | Liquidity Fund- | Private Equity Fund88.0m | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund- | Total Private Fund GAV88.0m | AUM3.8b | #Funds8 | |
| Adviser WICKHAM FINANCIAL & INSURANCE SERVICES | Hedge Fund- | Liquidity Fund- | Private Equity Fund- | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund- | Total Private Fund GAV- | AUM193.0m | #Funds- | |
| Adviser C. G. HUGHES COMPANY, LLC | Hedge Fund- | Liquidity Fund- | Private Equity Fund- | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund- | Total Private Fund GAV- | AUM35.6m | #Funds- | |
| Adviser CHLASTAWA, ALLAN F. | Hedge Fund- | Liquidity Fund- | Private Equity Fund- | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund- | Total Private Fund GAV- | AUM67.2m | #Funds- |