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Adviser Profile

As of Date 06/10/2024
Adviser Type - Large advisory firm
Number of Employees 10 25.00%
of those in investment advisory functions 9 12.50%
Registration SEC, Approved, 5/3/2022
AUM* 2,292,022,372 71.03%
of that, discretionary 651,252,020 19.77%
Private Fund GAV* 651,252,020 19.77%
Avg Account Size 382,003,729 71.03%
SMA’s No
Private Funds 2
Contact Info 310 xxxxxxx
Websites

Client Types

- Pooled investment vehicles
- Other

Advisory Activities

- Portfolio management for pooled investment vehicles
- Portfolio management for businesses

Compensation Arrangments

- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Performance-based fees

Recent News

Reported AUM

Discretionary
Non-discretionary
1B 857M 714M 571M 429M 286M 143M
2022 2023

Private Funds



Employees

Private Funds Structure

Fund Type Count GAV
Fund TypePrivate Equity Fund Count2 GAV$651,252,020

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Brochure Summary

Overview

Form ADV Part 2A, Item 4 CFT Capital Management, LLC (“CFTCM”), was organized in January 2022 as a Delaware limited liability company. Warren Woo and Carey Kim are the principal owners of CFTCM. CFTCM offers investment advisory services on a discretionary basis primarily to a private pooled investment vehicle and investment advisory services on a non-discretionary basis to family offices. The pooled investment vehicle to which CFTCM provides advisory services is referred to herein as the “Fund.” The Fund is structured as a U.S. limited partnership that is not registered or required to be registered under the Investment Company Act of 1940, as amended (the “Investment Company Act”), or the Securities Act of 1933, as amended (the “Securities Act”). In addition, CFTCM may, from time to time, sponsor and manage investment vehicles on a transaction-by-transaction basis to allow certain persons to invest alongside the Fund in specific portfolio companies and other assets of the Fund (each such vehicle, a “Co-Investment Fund”). Co- Investment Funds are typically limited to investing in securities relating to the transaction or transactions with respect to which they were organized. As a general matter, co-investments by Co-Investment Funds may be on terms and conditions more favorable than the terms and conditions of the investment by the Fund. Persons and entities that invest in the Fund may be referred to in this brochure as “investors” or “limited partners.” CFTCM provides investment advice and other services directly through the Fund and separately to family offices (the Fund and family offices are collectively referred to herein as the “Clients”). Our investment advice to our Clients focuses on (i) alternative asset investments including without limitation private equity, private debt, growth capital, venture capital, real estate, and preferred equity in private and public companies. Investments of the Fund may be subject to certain diversification and/or geographic
limitations as set forth in the investment management agreement and Fund Documents. Further, CFTCM may enter into side letters with certain investors of the Fund which impose further restrictions on investing in certain types of securities, countries, geographies or businesses with respect to such investor. CFTCM manages assets for and markets primarily to “qualified purchasers” (as defined in the Investment Company Act of 1940 (“Investment Company Act”)) and “accredited investors” (as defined in Regulation D under the Securities Act of 1933 (“Securities Act”)). Investment guidelines and constraints for the Fund managed by CFTCM are based upon the investment objectives and limitations of the Fund as stated in the Fund Documents. CFTCM does not tailor its investment management to the individualized needs of any Fund investor. Investment advice provided to family offices may be reasonably tailored to a Client’s needs. CFTCM and the Client will work to determine appropriate investment objectives, policies and restrictions, including restrictions on investing in certain securities or types of securities. The terms negotiated between the Client and CFTCM (with respect to this and other terms including Management Fees (as defined below)) will typically be memorialized in the form of a term sheet, investment management contract or written investment advisory agreement (each, an “Investment Management Agreement”). As noted above, CFTCM typically provides investment advice or portfolio advice to family office clients on a non-discretionary basis. CFTCM’s fee in such non-discretionary arrangements will likely be different than its fee for providing investment advisory services where it has full discretion. As of December 31, 2022, CFTCM managed $543,735,240 of Client assets on a discretionary basis and $796,423,988 on a non-discretionary basis. CFTCM does not currently participate as manager in any wrap fee programs.