9AT: SVERICA CAPITAL MANAGEMENT

other names

SVERICA CAPITAL MANAGEMENT
SVERICA CAPITAL IV GP LLC (RELYING ADVISER)
SVERICA INTERNATIONAL MANAGEMENT LLC
SVERICA INTERNATIONAL CAPITAL LLC (RELYING ADVISER)
SVERICA INTERNATIONAL CAPITAL III LLC (RELYING ADVISER)
SVERICA INTERNATIONAL CAPITAL II LLC (RELYING ADVISER)
SVERICA INTERNATIONAL (BOSTON) LLC (RELYING ADVISER)
SVERICA INTERNATIONAL
SVERICA CAPITAL V GP LLC (RELYING ADVISER)
SVERICA CAPITAL MANAGEMENT LP
SVERICA CAPITAL MANAGEMENT LLC
SVERICA CAPITAL MANAGEMENT GP LLC
SVERICA CAPITAL VI GP LLC (RELYING ADVISOR)

Adviser Profile

As of Date	03/28/2025
ADV Location	BOSTON, MA, United States
Adviser Type - Large advisory firm
Number of Employees	23 10%
of those in investment advisory functions	19 6%
Registration	SEC, Approved, 03/30/2012

AUM^*	2,329,540,000 73%
of that, discretionary	2,329,540,000 73%
Private Fund GAV^*	2,620,028,000 24%
Avg Account Size	232,954,000 4%
SMA’s	No
Private Funds	11 5
Contact Info	617 xxxxxxx
Websites

Client Types

- Pooled investment vehicles

Advisory Activities

- Portfolio management for pooled investment vehicles

Compensation Arrangments

- A percentage of assets under your management
- Performance-based fees

Fund Type	Count	GAV
Fund TypePrivate Equity Fund	Count11	GAV$2,620,028,000

Adviser	Hedge Fund	Liquidity Fund	Private Equity Fund	Real Estate Fund	Securitized Asset Fund	Venture Capital Fund	Other Fund	Total Private Fund GAV	AUM	#Funds
Adviser BPOC	Hedge Fund-	Liquidity Fund-	Private Equity Fund2.9b	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV2.9b	AUM1.7b	#Funds13
Adviser QP GLOBAL FAMILY OFFICES, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM964.0m	#Funds-
Adviser VALIDUS CAPITAL LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund229.8m	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund46.4m	Total Private Fund GAV276.2m	AUM2.2b	#Funds18
Adviser YUKON PARTNERS MANAGEMENT, L.L.C.	Hedge Fund-	Liquidity Fund-	Private Equity Fund1.9b	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV1.9b	AUM2.0b	#Funds17
Adviser PERRY CREEK CAPITAL LP	Hedge Fund-	Liquidity Fund-	Private Equity Fund1.6b	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV1.6b	AUM1.6b	#Funds4
Adviser CARTESIAN CAPITAL GROUP	Hedge Fund-	Liquidity Fund-	Private Equity Fund840.2m	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV840.2m	AUM840.2m	#Funds3
Adviser FRONTENAC	Hedge Fund-	Liquidity Fund-	Private Equity Fund2.2b	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV2.2b	AUM2.2b	#Funds10
Adviser SAGEWIND CAPITAL LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund1.2b	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV1.2b	AUM1.2b	#Funds11
Adviser CFT CAPITAL MANAGEMENT, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund1.6b	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV1.6b	AUM3.4b	#Funds3
Adviser NEWSTONE CAPITAL PARTNERS, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund526.6m	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV526.6m	AUM808.8m	#Funds6

Brochure Summary

Overview

A: Firm Description Sverica Capital Management LP, a Delaware Limited Partnership, which was formed as a limited liability company on June 20, 2001 and converted to a limited partnership on April 2, 2018 ("Sverica Capital Management" or “Sverica”), is a private equity management company that provides investment advisory services to private equity funds (“Clients”). Sverica Capital Management GP, LLC serves as the general partner to Sverica Capital Management, LP. Sverica has offices located in Boston, Massachusetts and San Francisco, California. A: Principal Owners Frank M. Young IV an individual resident of the State of California, Jordan M. Richards, an individual resident of the State of Texas, and David E. Finley, an individual resident of the Commonwealth of Massachusetts, are the principal owners of both Sverica Capital Management, LP and Sverica Capital Management GP, LLC. B: Types of Advisory Services Sverica Capital Management provides investment advisory services only to private equity funds. Such services are discretionary. Sverica’s investment focus has always been the lower middle market. Sverica seeks small, profitable companies for its Clients that may be outside the scope of many private equity firms. Sverica’s primary objective is to create long-term, sustainable value

and strategies for its Clients. Sverica intends to have a high degree of direct involvement with its Clients’ portfolio companies. Sverica’s operating strategies endeavor to maximize long term cash flow growth and to make efficient use of capital, instead of using heavy financial leverage or market timing. C: Tailored Services Sverica only has Clients that are private equity funds structured as limited partnerships. Sverica does not tailor its advisory services to the individual needs of its Clients’ limited partners, and Clients may not impose restrictions on investing in certain securities or types of securities other than those contained in the respective limited partnership agreements. Each private equity fund Client’s general partner (the “General Partner”) may enter into one or more “side letters” or similar agreements with certain investors pursuant to which the General Partner grants to such investors specific rights, benefits or privileges that are not made available to investors generally. D: Wrap Fee Programs Sverica does not participate in any wrap fee programs. E: Client Assets Under Management Sverica manages approximately $2,115,986,000, calculated as of December 31, 2023, on a discretionary basis for eight private equity fund Clients. Sverica does not manage assets on a non-discretionary basis.

SVERICA CAPITAL MANAGEMENT

Adviser Profile

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