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Adviser Profile

As of Date 03/27/2024
Adviser Type - Large advisory firm
Number of Employees 2
of those in investment advisory functions 1
Registration SEC, Approved, 12/16/2022
Other registrations (1)
AUM* 145,208,841 -0.57%
of that, discretionary 145,208,841 -0.57%
Private Fund GAV* 44,592,315 1.27%
Avg Account Size 20,744,120 56.24%
% High Net Worth 14.29% -85.71%
SMA’s No
Private Funds 1
Contact Info (70 xxxxxxx
Websites

Client Types

- High net worth individuals
- Corporations or other businesses not listed above
- Other

Advisory Activities

- Portfolio management for individuals and/or small businesses

Compensation Arrangments

- A percentage of assets under your management

Recent News

Reported AUM

Discretionary
Non-discretionary
146M 125M 104M 83M 63M 42M 21M
2022

Private Funds



Employees

Private Funds Structure

Fund Type Count GAV
Fund TypeOther Private Fund Count1 GAV$44,592,315

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Brochure Summary

Overview

A. Describe your advisory firm, including how long you have been in business. Identify your principal owner(s). Notes: (1) For purposes of this item, your principal owners include the persons you list as owning 25% or more of your firm on Schedule A of Part 1A of Form ADV (Ownership Codes C, D or E). (2) If you are a publicly held company without a 25% shareholder, simply disclose that you are publicly held. (3) If an individual or company owns 25% or more of your firm through subsidiaries, you must identify the individual or parent company and intermediate subsidiaries. If you are an SEC-registered adviser, you must identify intermediate subsidiaries that are publicly held, but not other intermediate subsidiaries. If you are a state-registered adviser, you must identify all intermediate subsidiaries. B. Describe the types of advisory services you offer. If you hold yourself out as specializing in a particular type of advisory service, such as financial planning, quantitative analysis, or market timing, explain the nature of that service in greater detail. If you provide investment advice only with respect to limited types of investments, explain the type of investment advice you offer, and disclose that your advice is limited to those types of investments. C. Explain whether (and, if so, how) you tailor your advisory services to the individual needs of clients. Explain whether clients may impose restrictions on investing in certain securities or types of securities. D. If you participate in wrap fee programs by providing portfolio management services, (1) describe the differences, if any, between how you manage wrap fee accounts and how you manage other accounts, and (2) explain that you receive a portion of the wrap fee for your services. E. If you manage client assets, disclose the amount of client assets you manage on a discretionary basis and the amount of client assets you manage on a non-discretionary basis. Disclose the date “as of” which you calculated the amounts. Note: Your method for computing the amount of “client assets you manage” can be different from the method for computing “assets under management” required for Item 5.F in Part 1A. However, if you choose to use a different method to compute “client assets you manage,” you must keep documentation describing the method you use. The amount you disclose may be rounded to the nearest $100,000. Your “as of” date must not be more than 90 days before the date you last updated your brochure in response to this Item 4.E. Response to Item 4.A: A. Description of advisory firm, length of business and Principals: Wall Street Investment Management (WSIM) is a limited liability company incorporated under the laws of Virginia. It has been operating a Virginia Registered Investment Advisor since Dec 2006 and is SEC registered since 2021. WSIM provides discretionary portfolio management services for individuals as well
as corporations and manages investments in both exchange traded and over the counter securities. Additionally, WSIM advises a private investment company for a family and we do not solicit investors for that fund. Mr. Sriram Srinivasan, who is associated with and owns WSIM will provide its investment advisory services. Mr. Sriram Srinivasan is appropriately licensed, qualified, and authorized to provide advisory services on behalf of WSIM and is known as an Investment Adviser Representative (IAR). General Information on Advisory Services and Fees General Information on Advisory Services and Fees WSIM does not represent, warranty, or imply that the services or methods of analysis employed by the Firm can or will predict future results, successfully identify market tops or bottoms, or insulate clients from losses due to market corrections or declines. Response to Item 4.B: B. Type of Advisory Services that WSIM offers, Primary Expertise. WSIM primarily offers discretionary portfolio management services specializing in Global Macro strategies. This involves investing in stocks, stock options, exchange trades funds, foreign issuers, warrants, corporate debt, treasuries, negotiable certificates of deposit, municipal securities, mutual fund shares, options on securities that are exchange traded as well as over the counter securities. WSIM uses its analysis of market conditions to invest long or short. All investment decisions may change daily. In addition to the above, WSIM provides consulting services for acquisitions, quantitative analysis, algorithmic trading ideas and backtesting, investment scenario analysis, information technology services, etc., General Information on Advisory Services and Fees General Information on Advisory Services and Fees WSIM does not represent, warranty, or imply that the services or methods of analysis employed by the Firm can or will predict future results, successfully identify market tops or bottoms, or insulate clients from losses due to market corrections or declines. Response to Item 4.C: C. Are Advisory Services tailored to individual clients? Can clients impose restrictions? WSIM does not tailor its advisory services to the individual needs of clients. WSIM endeavors to enhance returns and mitigate risks. Portfolios of different clients may not necessarily carry similar positions at any point in time. WSIM, however, discusses strategies it adopts and its view on current market conditions by appointment. Clients may not impose restrictions on investing in certain securities or types of securities. Response to Item 4.D: D. Wrap Fee Program? WSIM does not provide Wrap Fee program for its portfolio management services. Response to Item 4.E: E. Assets under Management. As of Dec 31, 2023 Discretionary Assets under Management was : $145,208,840.50 (approximately) Non Discretionary Assets under Management was : $ 0 million (approximately)