Allison Investment Management, LLC (hereinafter called “AIM”) is a Registered Investment Adviser based in Columbia, South Carolina, and incorporated under the laws of the State of South Carolina. AIM is owned by John E. Allison and David L. Allison. AIM is registered with the SEC and subject to the rules and regulations of the US Advisers Act. Founded in 2002, AIM provides investment advisory services, which may include, but are not limited to, the review of client investment objectives and goals, recommending asset allocation strategies of managed assets among investment products such as cash, stocks, mutual funds and bonds, annuities, and/or preparing written investment strategies. Our investment advice is tailored to meet our clients’ needs and investment objectives. Clients may impose restrictions on investing in certain securities or types of securities (such as a product type, specific companies, specific sectors, etc.) by providing a signed and dated written notification, of which an e-mail is also an acceptable form of notification. AIM also provides financial planning consulting services including, but not limited to, risk assessment/management, investment planning, estate planning, financial organization, or financial decision making/negotiation. AIM provides investment advisory and other financial services through its Investment Advisory Representatives ("IAR") to accounts opened with AIM. Managed Accounts are available to individuals and high net worth individuals. AIM provides discretionary and non-discretionary investment advisory services to some of its clients through various managed account programs. AIM will assist clients

in determining the suitability of the Managed Account Programs for the client. The IAR is compensated through a comprehensive single fee and the account may be assessed other charges associated with conducting a brokerage business. AIM and its IAR, as appropriate, will be responsible for the following:
• Performing due diligence
• Recommending strategic asset and style allocations
• Providing research on investment product options, as needed
• Providing client risk profile questionnaire
• Obtaining investment advisory contract from client with required financial, risk tolerance, suitability and investment vehicle selection information for each new account
• Performing client suitability check on account documentation, review the investment objectives and evaluate the investment vehicle selections
• Providing Firm Brochure (this document) Wrap Fee Programs AIM manages wrap fee programs. A “wrap fee program” is a program under which investment advisory and brokerage execution services are provided for a single “wrapped” fee. AIM will be the sole manager of the “wrap fee program”. The “wrap fee program” is sponsored by Triad-Advisors, LLC. AIM is not an affiliated entity of Triad-Advisors, LLC. The “wrap fee program” offers a participant a suite of services such as asset allocation, portfolio management, trade execution, and certain administrative activities, all for an annual, asset-based fee. The firm currently has assets under management as of January 31, 2024: Discretionary: $111,937,782 Non-Discretionary: $ 9,599,529 Total AUM: $121,537,311 Form ADV, Part 2A, Item 5